Patti Faust Daly
Professional Summary
Patti Faust Daly, who also goes by Patricia Lynn Faust, Patti Faust, is a registered financial advisor currently at BANKPLUS WEALTH ADVISORS located in Jackson, Mississippi. Patti is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Patti has worked at 1 firm and has passed the Series 65 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patricia Lynn Faust, Patti Faust
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Videos & Posts
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RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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RAYMOND JAMES & ASSOCIATES, INC.
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Disclosures on record.
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RAYMOND JAMES & ASSOCIATES, INC.
Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BANKPLUS DIGITAL ADVISOR | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY, LLC | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY | MISSISSIPPI INVESTMENT MANAGEMENT CO., LLC | MIMCO | BANKPLUS WEALTH MANAGEMENT, LLC | BANKPLUS WEALTH ADVISORS
Contact Information
Main Address
1200 Eastover Drive Suite 300, Jackson, MS 39211Phone Number
(601) 607-4290# of Employees
19SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
944AUM (Assets Under Management)
$263,759,468Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
BANKPLUS DIGITAL ADVISOR | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY, LLC | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY | MISSISSIPPI INVESTMENT MANAGEMENT CO., LLC | MIMCO | BANKPLUS WEALTH MANAGEMENT, LLC | BANKPLUS WEALTH ADVISORS
State Registrations and Notice Filings
(7/27/2020)
(12/18/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Patti Faust Daly's CRS (Customer Relationship Summary).
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RAYMOND JAMES & ASSOCIATES, INC.