PD
Patti F. Daly
BANKPLUS WEALTH ADVISORS
Jackson, MS 39211
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CRD#: 2899158
PD
Professional summary
Patti Faust Daly, who also goes by Patricia Lynn Faust, Patti Faust, is a registered financial advisor currently at BANKPLUS WEALTH ADVISORS located in Jackson, Mississippi.
Patti is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Patti has worked at 1 firm and has passed the Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patricia Lynn Faust | Patti Faust
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patti Faust Daly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2020 - Present
BANKPLUS WEALTH ADVISORS
Office #1: 1200 Eastover Drive Suite 300, Jackson, MS 39211RIA
CRD#: 152588
Jackson, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BANKPLUS WEALTH ADVISORS
BANKPLUS DIGITAL ADVISOR | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY, LLC | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY | MISSISSIPPI INVESTMENT MANAGEMENT CO., LLC | MIMCO | BANKPLUS WEALTH MANAGEMENT, LLC | BANKPLUS WEALTH ADVISORS
CRD#: 152588 / SEC#: 801-121567
RIA
Registered Investment Advisory firm - (6/21/2021 Approved)Louisiana
Registered Investment Advisory firm - (7/12/2021 Terminated)Mississippi
Registered Investment Advisory firm - (7/2/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(7/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BANKPLUS WEALTH ADVISORS
BANKPLUS DIGITAL ADVISOR | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY, LLC | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY | MISSISSIPPI INVESTMENT MANAGEMENT CO., LLC | MIMCO | BANKPLUS WEALTH MANAGEMENT, LLC | BANKPLUS WEALTH ADVISORS
CRD#: 152588 / SEC#: 801-121567
RIA
Registered Investment Advisory firm - (6/21/2021 Approved)Louisiana
Registered Investment Advisory firm - (7/12/2021 Terminated)Mississippi
Registered Investment Advisory firm - (7/2/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Eastover Drive Suite 300, Jackson, MS 39211
Mailing Address
Phone number
(601) 607-4290
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 698 |
| AUM (Assets Under Management) | $ 186,099,182 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKPLUS WEALTH ADVISORS
CRD#: 152588Jackson, MS 39211TRUST BUT VERIFY
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