Herschel W. Hires
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herschel Warren Hires was a registered financial professional .
Herschel is a previously registered financial professional and started their career in finance in 1997. Herschel had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2003 - March 20, 2018
CASTLE ROCK MONEY MANAGEMENT LLC
December 6, 1999 - April 3, 2000
MOMENTUM INDEPENDENT NETWORK INC.
June 17, 1997 - December 12, 1999
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE ROCK MONEY MANAGEMENT LLC
CRD#: 108689 / SEC#: 801-57350
Contact information
Red Flags
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