Michael A. Bolner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Bolner, who also goes by Michael A Bolner, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2018 - March 14, 2025
CAMPBELL LUTYENS & CO. INC.
January 13, 2015 - May 25, 2018
PROBITAS FUNDS GROUP, LLC
June 6, 2012 - March 4, 2014
FIRST AVENUE
March 30, 2011 - December 2, 2011
MALLORY CAPITAL GROUP, LLC
July 11, 2008 - December 16, 2008
ALLCAPITAL SECURITIES, LLC
May 13, 2005 - April 7, 2008
CITIGROUP GLOBAL MARKETS INC.
May 8, 2003 - May 26, 2005
CAPITAL Z SECURITIES, LLC
April 25, 2000 - January 2, 2003
J.P. MORGAN SECURITIES INC.
June 3, 1999 - April 11, 2000
BANC OF AMERICA SECURITIES LLC
October 23, 1997 - January 12, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMPBELL LUTYENS & CO. INC.
CRD#: 133376 / SEC#: , 8-66720
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMPBELL LUTYENS HOLDINGS LIMITED | HOLDING CO. OWNER | |
| COOPER, GERALD LEWIS | DIRECTOR | 4848399 |
| DAVIDSSON, CHRISTOFFER | PRESIDENT/DIRECTOR | 3021081 |
| MARROQUIN, GUILLERMO | DIRECTOR | 2791001 |
| PANGBORN, JOEL WILLIAMSON | CHIEF COMPLIANCE OFFICER | 5489742 |
| PAOLINO, CHRISTOPHER SR | FINANCIAL AND OPERATIONS PRINCIPAL | 5707178 |
| SANDSTROM, SARAH ANNE | DIRECTOR | 2278556 |
| WIENER, GREGORY SETH | AMLCO/DIRECTOR | 4877612 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
