Mark V. Briggs
Professional summary
Mark Vincent Briggs, CFP®, who also goes by Mark Briggs, is a registered financial advisor currently at BRIGGS WEALTH MANAGEMENT, INC. located in Glastonbury, Connecticut.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 4 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Vincent Briggs's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
October 19, 2000 - Present
BRIGGS WEALTH MANAGEMENT, INC.
Office #1: 223 Addison Road Unit 304, Glastonbury, CT 06033July 8, 2000 - August 4, 2004
OSAIC FS, INC.
August 3, 1998 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
August 26, 1997 - July 31, 1998
TRUSTED SECURITIES ADVISORS CORP.
Primary Firm SEC Registration
BRIGGS WEALTH MANAGEMENT, INC.
CRD#: 125518 / SEC#: 801-66556
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/19/2000)
Exams
Current Firm
BRIGGS WEALTH MANAGEMENT, INC.
CRD#: 125518 / SEC#: 801-66556
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 696 |
| AUM (Assets Under Management) | $ 258,725,939 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 09/17/2024 | ||
| 09/06/2023 | ||
| 09/01/2022 |
Red Flags
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