John W. Metz
Professional summary
John Walter Metz, who also goes by Metz Walter John Walter, is a registered financial professional currently at SAINTS ADVISORS LLC located in Denver, Colorado.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Walter Metz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2024 - Present
SAINTS ADVISORS LLC
Office #1: 205 Madison Street, Denver, CO 80206August 17, 2016 - January 2, 2024
JEFFERIES LLC
July 13, 2011 - September 14, 2016
CREDIT SUISSE SECURITIES (USA) LLC
December 24, 2008 - April 28, 2011
UBS SECURITIES LLC
July 24, 1998 - December 22, 2008
CREDIT SUISSE SECURITIES (USA) LLC
October 14, 1997 - July 20, 1998
DEUTSCHE BANK SECURITIES INC.
June 25, 1997 - October 1, 1997
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SAINTS ADVISORS LLC
CRD#: 117126 / SEC#: , 8-53586
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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