Patrick R. Kearns
Professional summary
Patrick Reed Kearns, who also goes by Patrick R Kearns, Patrick Reed Kearns Mr., Patrick Reed Kearns, is a registered financial professional currently at FORESIDE GLOBAL SERVICES, LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1999. Patrick has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Reed Kearns's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2021 - Present
FORESIDE GLOBAL SERVICES, LLC
Office #1: One Vanderbilt Avenue 65th Floor, New York, NY 10017January 7, 2021 - January 29, 2021
FLOURISH FINANCIAL LLC
September 4, 2019 - December 31, 2020
FLOURISH FINANCIAL LLC
February 2, 2018 - September 6, 2019
FORESIDE GLOBAL SERVICES, LLC
August 14, 2017 - February 2, 2018
ALPS DISTRIBUTORS, INC.
January 29, 2013 - August 14, 2017
QUASAR DISTRIBUTORS, LLC
May 11, 2011 - August 16, 2012
DEUTSCHE BANK SECURITIES INC.
January 29, 2010 - April 28, 2011
ARTISAN PARTNERS DISTRIBUTORS LLC
October 6, 2007 - May 12, 2008
DEAM INVESTOR SERVICES, INC.
July 28, 2003 - January 14, 2010
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
October 20, 1999 - January 14, 2010
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE GLOBAL SERVICES, LLC
CRD#: 147382 / SEC#: , 8-67903
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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