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Patrick Reed Kearns

FORESIDE GLOBAL SERVICES
New York, NY
·CRD# 2898587·27 years experience

Professional Summary

Patrick Reed Kearns, who also goes by Patrick R Kearns, Patrick Reed Kearns Mr., Patrick Reed Kearns, is a registered financial advisor currently at FORESIDE GLOBAL SERVICES, LLC located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1999. Patrick has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick R Kearns, Patrick Reed Kearns Mr., Patrick Reed Kearns

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
One Vanderbilt Avenue 65th Floor, New York, NY 10017
January 29, 2021 - Present
FLOURISH FINANCIAL LLC·CRD# 293019
BD
New York, NY
January 7, 2021 - January 29, 2021
FLOURISH FINANCIAL LLC·CRD# 293019
BD
New York, NY
September 4, 2019 - December 31, 2020
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
Portland, ME
February 2, 2018 - September 6, 2019
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
August 14, 2017 - February 2, 2018
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
January 29, 2013 - August 14, 2017
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
San Francisco, CA
May 11, 2011 - August 16, 2012
ARTISAN PARTNERS DISTRIBUTORS LLC·CRD# 45446
BD
San Francisco, CA
January 29, 2010 - April 28, 2011
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
Chicago, IL
October 6, 2007 - May 12, 2008
DWS INVESTMENT MANAGEMENT AMERICAS, INC.·CRD# 104518
RIA
Chicago, IL
July 28, 2003 - January 14, 2010
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
October 20, 1999 - January 14, 2010

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Current Firm

FG
FORESIDE GLOBAL SERVICES, LLC

FORESIDE GLOBAL SERVICES, LLC | RJB DISTRIBUTORS, LLC | HIGHMARK FUNDS DISTRIBUTORS, LLC | HIGHMARK FUNDS DISTRIBUTORS, INC. | FUND SOURCE US, LLC

CRD#: 147382 / SEC#: 8-67903
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER—
BRUNNER, JENNIFER ANNEVP/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/29/2021)
RR
Alaska
(1/29/2021)
RR
Arizona
(1/29/2021)
RR
Arkansas
(1/29/2021)
RR
California
(1/29/2021)
RR
Colorado
(1/29/2021)
RR
Hawaii
(1/29/2021)
RR
Idaho
(1/29/2021)
RR
Illinois
(1/29/2021)
RR
Iowa
(1/29/2021)
RR
Kansas
(1/29/2021)
RR
Minnesota
(1/29/2021)
RR
Missouri
(1/29/2021)
RR
Montana
(1/29/2021)
RR
Nebraska
(1/29/2021)
RR
Nevada
(1/29/2021)
RR
New Mexico
(1/29/2021)
RR
New York
(1/29/2021)
RR
North Dakota
(1/29/2021)
RR
Oklahoma
(1/29/2021)
RR
Oregon
(1/29/2021)
RR
South Dakota
(1/29/2021)
RR
Texas
(1/29/2021)
RR
Utah
(1/29/2021)
RR
Washington
(1/29/2021)
RR
Wisconsin
(1/29/2021)
RR
Wyoming
(1/29/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2015About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1999About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Reed Kearns's CRS (Customer Relationship Summary).

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