Gaetan T. Scalzo

CLAREMONT FINANCIAL GROUP,INC.

Claremont, CA 91711-4650

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CRD#: 2898363

Professional summary

Gaetan Thomas Scalzo, CFP® is a registered financial advisor currently at CLAREMONT FINANCIAL GROUP,INC. located in Claremont, California.

Gaetan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gaetan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Investment Planning

Estate Planning

Comprehensive Financial Planni...

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CLAREMONT FINANCIAL GROUP, INVESTMENT RELATED, 462 N. INDIAN HILL, CLAREMONT, CA 91711, RIA, OWNER AND PRESIDENT, 10/01/2005, 150 HOURS, FOUR HOURS, PROVIDING INVESTMENT ADVICE. 2. INSURANCE AGENT. 245 FISCHER DRIVE, STE A4, COSTA MESA, CA 92626. SALES AND SERVICE OF INSURANCE, FIXED ANNUITIES, TERM AND LTC. INVESTMENT RELATED. STARTED 1998. <1 HR/WK, <1 HR DURING NORMAL TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gaetan Thomas Scalzo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

April 11, 2011 - Present

CLAREMONT FINANCIAL GROUP,INC.

Office #1: 464 North Indian Hill Blvd., Claremont, CA 91711-4650

RIA

CRD#: 107806

Claremont, CA

Past

December 19, 2011 - September 25, 2025

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

COSTA MESA, CA

Past

April 27, 2009 - December 31, 2011

PACIFIC FINANCIAL GROUP, LLC

RIA

CRD#: 143041

NASHVILLE, TN

Past

November 22, 2005 - December 22, 2011

PACIFIC FINANCIAL ASSOCIATES, INC.

CRD#: 23772

CLAREMONT, CA

Past

November 21, 2002 - January 24, 2006

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

COSTA MESA, CA

Past

August 7, 2002 - December 14, 2005

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

January 7, 2000 - August 20, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 22, 1997 - January 26, 2000

CENTAURUS FINANCIAL, INC.

CRD#: 30833

ANAHEIM, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLAREMONT FINANCIAL GROUP,INC.

CRD#: 107806 / SEC#: 801-57506

RIA

Registered Investment Advisory firm - (5/11/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/11/2011)

IAR

Texas
(4/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/5/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/16/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLAREMONT FINANCIAL GROUP,INC.

CRD#: 107806 / SEC#: 801-57506

RIA

Registered Investment Advisory firm - (5/11/2000 Approved)

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Contact information

Main Address

464 North Indian Hill Blvd., Claremont, CA 91711-4650

Mailing Address

Phone number

(909) 624-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLAREMONT FINANCIAL DISCLOSURE BROCHURE AND SUPPLEMENTS (7/28/2025)

Regulatory assets under management

Total Number of Accounts	518
AUM (Assets Under Management)	$ 118,987,617

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gaetan T. Scalzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gaetan Thomas Scalzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

PACIFIC FINANCIAL GROUP, LLC

PACIFIC FINANCIAL ASSOCIATES, INC.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

OSAIC WEALTH, INC.

CENTAURUS FINANCIAL, INC.

Primary Firm SEC Registration

CLAREMONT FINANCIAL GROUP,INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2002

Series 63

Date: 6/9/1997

SIE

Date: 10/1/2018

Series 7

Date: 6/5/2002

Series 6

Date: 6/16/1997

Current Firm

CLAREMONT FINANCIAL GROUP,INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLAREMONT FINANCIAL GROUP,INC.

TRUST BUT VERIFY

Contact information

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