Robert S. Warney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Samuel Warney, who also goes by Robert Warney, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2008 - June 27, 2012
GLEN EAGLE WEALTH, LLC
May 2, 2006 - April 10, 2008
OSAIC SERVICES, INC.
March 31, 2004 - May 8, 2006
CETERA INVESTMENT SERVICES LLC
October 8, 2003 - March 1, 2004
QUICK & REILLY, INC.
July 22, 2003 - September 2, 2003
BNY MELLON SECURITIES LLC
January 24, 2001 - April 17, 2003
WELLS FARGO CLEARING SERVICES, LLC
April 10, 2000 - January 12, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
October 1, 1999 - April 7, 2000
IFMG SECURITIES, INC.
July 23, 1998 - October 1, 1999
MARKETING ONE SECURITIES, INC.
January 1, 1998 - July 14, 1998
FISERV INVESTOR SERVICES, INC.
July 8, 1997 - October 17, 1997
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLEN EAGLE WEALTH, LLC
CRD#: 124504 / SEC#: , 8-65678
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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