Andrew A. Victor

TACTICAL TAX WEALTH MANAGEMENT

Phoenix, AZ 85028

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CRD#: 2897845

Professional summary

Andrew Auchincloss Victor, who also goes by VIc Victor, is a registered financial advisor currently at TACTICAL TAX WEALTH MANAGEMENT located in Phoenix, Arizona.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Andrew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vic Victor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) CSI FINANCIAL GROUP, 2990 E NORTHERN AVENUE, STE D106, PHOENIX, AZ 85028, INSURANCE MARKETING ORGANIZATION, INVESTMENT RELATED: YES, START: 03/2016, OWNER, CO-FOUNDER, VICE PRESIDENT (2) TACTICAL TAX AND ESTATE PLANNING, 2990 E NORTHERN AVENUE, STE D106, PHOENIX, AZ 85028, INVESTMENT RELATED: YES, START 12/2017, LIFE AGENT, GENERAL LINES AGENT, HEALTH AGENT AND LIFE SETTLEMENT BROKER, (3) TACTICAL TAX STRATEGIES, 2990 E NORTHERN AVENUE, STE D106, PHOENIX, AZ 85028, INVESTMENT RELATED: NO (4) VICTOR LIFE DESIGN, 2990 E NORTHERN AVENUE, STE D106, PHOENIX, AZ 85028, INVESTMENT RELATED: YES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Auchincloss Victor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2023 - Present

TACTICAL TAX WEALTH MANAGEMENT

Office #1: 2990 E. Northern Avenue, Suite D106, Phoenix, AZ 85028

RIA

CRD#: 325242

Phoenix, AZ

Past

April 15, 2013 - February 6, 2015

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

September 4, 2009 - April 13, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHOENIX, AZ

Past

November 20, 2006 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

PHOENIX, AZ

Past

July 11, 2003 - October 30, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SCOTTSDALE, AZ

Past

October 24, 2001 - September 5, 2003

DIVERSIFIED FINANCIAL ADVISORS

RIA

CRD#: 112840

PHOENIX, AZ

Past

March 1, 2000 - July 2, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

PHOENIX, AZ

Past

February 24, 2000 - July 2, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 21, 1998 - March 3, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 21, 1998 - March 3, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 6, 1997 - April 17, 1998

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/19/2023)

IAR

Arkansas
(8/16/2024)

IAR

Texas
(5/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1997

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 6/5/1997

Municipal Securities Representative Examination

Current Firm

TACTICAL TAX WEALTH MANAGEMENT

TACTICAL TAX WEALTH MANAGEMENT | TACTICAL TAX WEALTH MANAGEMENT, LLC

CRD#: 325242 / SEC#:

Arizona

Registered Investment Advisory firm - (4/19/2023 Approved)

Arkansas

Registered Investment Advisory firm - (8/16/2024 Approved)

Texas

Registered Investment Advisory firm - (5/9/2024 Approved)

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Contact information

Main Address

2990 E. Northern Avenue, Suite D106, Phoenix, AZ 85028

Mailing Address

Phone number

(888) 267-8817

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 7,414,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew A. Victor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Auchincloss Victor's CRS (Customer Relationship Summary).

Certified licenses

Experience

P.J. ROBB VARIABLE, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

DIVERSIFIED FINANCIAL ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2022

Series 63

Date: 6/10/1997

SIE

Date: 2/6/2015

Series 7

Date: 9/19/1997

Series 52

Date: 6/5/1997

Current Firm

TACTICAL TAX WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TACTICAL TAX WEALTH MANAGEMENT

TRUST BUT VERIFY

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