Ron J. Ison

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CRD#: 2897782

Professional summary

Ron Jason Ison was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ron is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Ron had worked at 11 firms, which includes BUCKMAN ADVISORY GROUP LLC, BUCKMAN BUCKMAN & REID INC., MERCER CAPITAL LTD., GLB TRADING INC, FIS BROKERAGE & SECURITIES SERVICES LLC, RUMSON CAPITAL LLC, G.T. JEFFERS & COMPANY LLC, TD AMERITRADE INC., JOSEPH DILLON & COMPANY INC., PRUDENTIAL EQUITY GROUP LLC, REVERE SECURITIES LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 21, 2015 - April 17, 2018

BUCKMAN ADVISORY GROUP LLC

RIA

CRD#: 131688

LITTLE SILVER, NJ

Past

February 6, 2010 - April 17, 2018

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

little silver, NJ

Past

March 6, 2006 - January 15, 2010

MERCER CAPITAL LTD.

CRD#: 104012

NEW YORK, NY

Past

May 21, 2004 - August 26, 2004

GLB TRADING, INC

CRD#: 125363

CHICAGO, IL

Past

June 12, 2003 - October 27, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

March 3, 2003 - March 19, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

September 26, 2002 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

March 12, 2002 - August 28, 2002

G.T. JEFFERS & COMPANY, LLC

CRD#: 45308

TAMARAC, FL

Past

March 5, 1999 - March 13, 2002

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

December 8, 1998 - February 2, 1999

JOSEPH DILLON & COMPANY INC.

CRD#: 35220

GREAT NECK, NY

Past

July 22, 1998 - October 20, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 11, 1998 - May 18, 1998

REVERE SECURITIES LLC

CRD#: 14178

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKMAN ADVISORY GROUP LLC

CRD#: 131688 / SEC#: 801-63540

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/18/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/9/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/2/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 2/9/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/11/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

BUCKMAN ADVISORY GROUP LLC

CRD#: 131688 / SEC#: 801-63540

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

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Contact information

Main Address

44 Church Street, Little Silver, NJ 07739

Mailing Address

Phone number

(732) 530-0303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEC FORM ADV PART 2A DISCLOSURE BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	834
AUM (Assets Under Management)	$ 236,142,403

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/30/2025	Cover Page	Report
11/20/2024	Cover Page	Report
03/04/2024	Cover Page	Report
07/05/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ron J. Ison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BUCKMAN, BUCKMAN & REID, INC.

MERCER CAPITAL LTD.

GLB TRADING, INC

FIS BROKERAGE & SECURITIES SERVICES LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

G.T. JEFFERS & COMPANY, LLC

TD AMERITRADE, INC.

JOSEPH DILLON & COMPANY INC.

PRUDENTIAL EQUITY GROUP, LLC

REVERE SECURITIES LLC

Primary Firm SEC Registration

BUCKMAN ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2015

Series 63

Date: 12/18/2007

Series 65

Date: 5/9/2002

SIE

Date: 4/17/2018

Series 7

Date: 3/10/1998

Series 24

Date: 12/2/2002

Series 10

Date: 2/9/2001

Series 9

Date: 7/11/2000

Current Firm

BUCKMAN ADVISORY GROUP LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCKMAN ADVISORY GROUP LLC

TRUST BUT VERIFY

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