Frank G. Manziano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank G Manziano, who also goes by Frank Gerallimo Manziano, Frank G Munziano, Frank G Manziano, was a registered financial advisor .
Frank is a previously registered financial advisor and started their career in finance in 1997. Frank had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2008 - January 12, 2009
PACER FINANCIAL, INC.
February 7, 2007 - March 13, 2008
WYNSTON HILL CAPITAL, LLC
December 1, 2005 - December 20, 2005
FRANKLIN DISTRIBUTORS, LLC
November 2, 2005 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
December 14, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
June 1, 1999 - October 29, 2004
TD AMERITRADE, INC.
July 7, 1997 - November 10, 1997
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACER FINANCIAL, INC.
CRD#: 137040 / SEC#: , 8-67061
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMSON, JOE MCKEE | PRESIDENT | 718569 |
| OHARA, SEAN EDWARD | DIRECTOR | 1312483 |
| BRADBARD, ASHLEE ANN THOMSON | SR. VICE PRESIDENT | 5761850 |
| THOMSON, JOANN MARIE | SECRETARY/TREASURER | 5086499 |
| ZELLER, KIMBERLY L. T. | VICE PRESIDENT | 5774669 |
| JOHNSON, JEFFREY SHAWN | CHIEF COMPLIANCE OFFICER | 5508770 |
| MILLER, JOHN STEVENSON | FINOP | 2139980 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
