Michael M. Neska
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Matthew Neska, CFA, who also goes by M Neska, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2022 - May 15, 2023
CONIFER BAY CAPITAL LLC
April 19, 2005 - June 30, 2006
RBC CAPITAL MARKETS, LLC
July 31, 2001 - June 30, 2006
RBC CAPITAL MARKETS, LLC
May 24, 2000 - August 1, 2001
TRUSTED SECURITIES ADVISORS CORP.
March 25, 1998 - October 27, 1998
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONIFER BAY CAPITAL LLC
CRD#: 287829 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 71,570,000 |
Red Flags
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