William Richard Fulmer
Professional Summary
William Richard Fulmer, who also goes by Rick Fulmer, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1997 - 2015. William had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rick Fulmer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
Past
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Current Firm
FIRST CITIZENS SECURITIES CORPORATION
Contact Information
Established
South Carolina since 10/31/2005Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST, INC. | PARENT | — |
| BRYANT, SHARON WALTERS | DIRECTOR | 2251221 |
| HARRIS, BARRY PALMER IV | DIRECTOR | 1965172 |
| SPIRES, ROBERT EDWARD JR | DIRECTOR; DIRECTOR OF COMPLIANCE & OPERATIONS; FINOP; CCO; CFO | 2311376 |
| WALKER, KEITH WILLIAM | PRESIDENT | 2690232 |
| WILLINGHAM, EDWARD LEE IV | DIRECTOR | 5667294 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR | 4301352 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2001About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2001About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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