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Michael Noonan

NYLIFE SECURITIES
EDISON, NJ
·CRD# 2897171·19 years experience

Professional Summary

Michael Noonan, who also goes by Michael S Noonan, Michael Shields Noonan, is a registered financial advisor currently at NYLIFE SECURITIES LLC located in Edison, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael S Noonan, Michael Shields Noonan

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

NYLIFE SECURITIES LLC·CRD# 5167
BD
379 Thornall Street Fl 8, Edison, NJ 08837
March 25, 2026 - Present
RIALTO MARKETS LLC·CRD# 283477
BD
Jacksonville, FL
June 5, 2018 - March 15, 2019
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
January 30, 2013 - May 7, 2014
PENSERRA SECURITIES, LLC·CRD# 145994
BD
Orinda, CA
April 16, 2012 - September 27, 2012
BTIG, LLC·CRD# 122225
BD
New York, NY
May 2, 2011 - September 26, 2011
CF GLOBAL TRADING, LLC·CRD# 104245
BD
New York, NY
May 27, 2010 - March 10, 2011
SEIDEL & CO., LLC·CRD# 42821
BD
New York, NY
October 22, 2003 - February 10, 2004
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
January 25, 2000 - June 24, 2002
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 19, 1999 - June 9, 1999

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Current Firm

NS
NYLIFE SECURITIES LLC

NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

CRD#: 5167 / SEC#: 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

51 Madison Ave. Room 713, New York, NY 10010

Mailing Address

51 Madison Avenue Room 713, New York, NY 10010

Phone Number

(212) 576-7000

Established

Delaware since 01/01/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NYLIFE LLC.SHAREHOLDER—
BAGTAS, ANGELA CHENELECTED MANAGER8172856
BOCCIO, JOHN MICHAELCHIEF EXECUTIVE OFFICER AND PRESIDENT4600977
DUARTE, DEBORAH LYNNELECTED MANAGER6090278
ENGELBRECHTSEN, TOM DAHLCORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER2908809
FEINBERG, AMARYA NMNELECTED MANAGER8162482
HUANG, DYLAN WEIELECTED MANAGER AND CHAIRMAN6233208
LOFTUS, PATRICIA ELIZABETHCORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2156131
SCHWARTZ, RACHEL SABRINAVICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL8170474
TILLOTSON, SANDRA GELECTED MANAGER7617600
VIRENDRA, SONALI NMNELECTED MANAGER2404467
ZAMAN, NABEEDVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER6410914

Disclosures

Regulatory Event

13

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(4/29/2026)
RR
New York
(4/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2026About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2026About the Series 6TO exam

Series 7TO — General Securities Representative Examination

Passed Mar 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2026About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 2013About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Noonan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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