Michael Noonan
Professional summary
Michael Noonan, who also goes by Michael S Noonan, Michael Shields Noonan, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Edison, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Noonan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 379 Thornall Street Fl 8, Edison, NJ 08837June 5, 2018 - March 15, 2019
RIALTO MARKETS LLC
January 30, 2013 - May 7, 2014
SG AMERICAS SECURITIES, LLC
April 16, 2012 - September 27, 2012
PENSERRA SECURITIES, LLC
May 2, 2011 - September 26, 2011
BTIG, LLC
May 27, 2010 - March 10, 2011
CF GLOBAL TRADING, LLC
October 22, 2003 - February 10, 2004
SEIDEL & CO., LLC
January 25, 2000 - June 24, 2002
CIBC WORLD MARKETS CORP.
February 19, 1999 - June 9, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/25/2026
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 3/25/2026
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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