Christopher W. Mason

OX LUX ADVISORY

CHESTER, VT

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CRD#: 2897165

Professional summary

Christopher Warren Mason is a registered financial advisor currently at OX LUX ADVISORY LLC located in Chester, Vermont.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Warren Mason's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2026 - Present

OX LUX ADVISORY LLC

RIA

CRD#: 338878

CHESTER, VT

Past

April 25, 2023 - May 3, 2024

AARON WEALTH ADVISORS

RIA

CRD#: 298079

Austin, TX

Past

June 15, 2010 - July 24, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

WASHINGTON, DC

Past

February 23, 2009 - April 14, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

January 9, 1999 - February 24, 2009

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/17/1998

National Commodity Futures Examination

Current Firm

OX LUX ADVISORY LLC

CRD#: 338878 / SEC#:

Texas

Registered Investment Advisory firm - (1/30/2026 Conditional Restricted)

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Contact information

Main Address

Chester, VT

Mailing Address

Phone number

(202) 746-7423

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher W. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Warren Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

OX LUX ADVISORY LLC

AARON WEALTH ADVISORS

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/2023

Series 63

Date: 9/4/1998

Series 7

Date: 10/14/1998

Series 3

Date: 9/17/1998

Current Firm

OX LUX ADVISORY LLC

Contact information

Documents

Red Flags

Company Information

OX LUX ADVISORY LLC

TRUST BUT VERIFY

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