James J. Finnegan

AEW CAPITAL MANAGEMENT LP

BOSTON, MA 02210-2021

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CRD#: 2896964

Professional summary

James J Finnegan is a registered financial advisor currently at AEW CAPITAL MANAGEMENT LP located in Boston, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James J Finnegan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2002 - Present

AEW CAPITAL MANAGEMENT LP

Office #1: Two Seaport Lane, Boston, MA 02210-2021

RIA

CRD#: 108633

BOSTON, MA

Past

October 11, 2002 - December 31, 2003

AEW MANAGEMENT & ADVISORS LP

RIA

CRD#: 108638

BOSTON, MA

Past

January 14, 1999 - October 18, 2007

AEW SECURITIES LIMITED PARTNERSHIP

CRD#: 30686

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEW CAPITAL MANAGEMENT LP

CRD#: 108633 / SEC#: 801-53421

RIA

Registered Investment Advisory firm - (12/9/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/11/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/10/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/24/1999

General Securities Principal Examination

Current Firm

AEW CAPITAL MANAGEMENT LP

CRD#: 108633 / SEC#: 801-53421

RIA

Registered Investment Advisory firm - (12/9/1996 Approved)

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Contact information

Main Address

Two Seaport Lane, Boston, MA 02210-2021

Mailing Address

Phone number

(617) 261-9000

Established

Firm type

Fiscal year end

# of Employees

281

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEW CAPITAL MANAGEMENT, L.P. - PART 2A OF FORM ADV (3/31/2025)

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 4,795,690,696

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2024	Cover Page	Report
01/19/2024	Cover Page	Report
10/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James J. Finnegan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James J Finnegan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEW CAPITAL MANAGEMENT LP

AEW MANAGEMENT & ADVISORS LP

AEW SECURITIES LIMITED PARTNERSHIP

Primary Firm SEC Registration

AEW CAPITAL MANAGEMENT LP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/1998

Series 7

Date: 6/10/1998

Series 24

Date: 2/24/1999

Current Firm

AEW CAPITAL MANAGEMENT LP

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AEW CAPITAL MANAGEMENT LP

TRUST BUT VERIFY

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