Brian T. Bares
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Timothy Bares was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2014 - January 8, 2021
NINE TEN CAPITAL MANAGEMENT
July 17, 2000 - December 31, 2025
BARES CAPITAL MANAGEMENT, INC.
December 21, 1998 - July 25, 2000
RAFFERTY CAPITAL MARKETS, LLC
July 3, 1997 - January 9, 1999
CHOICE INVESTMENTS, INC.
Primary Firm SEC Registration
NINE TEN CAPITAL MANAGEMENT
CRD#: 171420 / SEC#: 801-79736
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NINE TEN CAPITAL MANAGEMENT
CRD#: 171420 / SEC#: 801-79736
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 445,447,429 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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