Mary L. Lugge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Lou Lugge, who also goes by Mary Lou Berg, Mary Lugge, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1997. Mary had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2006 - December 31, 2011
MARTIN FINANCIAL SERVICES, INC.
July 1, 1999 - August 2, 2005
MARTIN WIER, INC
April 13, 1999 - April 5, 2019
OSAIC WEALTH, INC.
June 12, 1997 - October 8, 2019
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
