MC
Michael S. Cardwell
EAGLE STRATEGIES LLC
CENTERVILLE, OH 45459-4835
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CRD#: 2896715
MC
Professional summary
Michael Scott Cardwell, who also goes by Michael S Cardwell, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Centerville, Ohio and NYLIFE SECURITIES LLC located in Centerville, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael S Cardwell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE ;DBA DBACARDWELL FINANCIAL GROUP, LLC and DBA CFC BENEFITS GROUP, LLC; 5112 SANDY LANE , FAIRFIELD, OH 45014; 3 HRS PER MONTH.] [CBR ESTATE INVESTMENTS, LLC; 7956 CLYO ROAD, CENTERVILLE, OH 45459; PART-OWNER; NO TIME/NO MONEY; PURCHASE OF RESIDENTIAL PROPERTIES] [West Lake Village Condominium Association; Non-investment related; West Bank Rd., Celina OH; Vacation Condominiums; Board Member; 2 hour meetings every quarter; General property mangement, make routine business decisions on behalf of the interest of all] [COMPETITIVE EDGE ATHLETICS, INC.; NON-INVESTMENT RELATED; 4640 LYONS RD., MIAMISBURG OH 45342; PARTNER; 10 HOURS/MONTH; VICE PRESIDENT & SECRETARY BOARD OF DIRECTORS] [RENTAL PROPERTY; RENTAL OF CONDO PROPERTY'S; 3756 MAPLE GROVE LN, BEAVERCREEK, OH 45440; PARTNER WITH SPOUSE; RENTAL INCOME; LESS THAN 2 HR/MO, 0 HRS DURING SECURITIES TRADING HOURS; PRIVATE OWNERSHIP OF 2 CONDOS THAT RENT TO IMMEDIATE FAMILY. 1 UNIT IS IN WIFE'S NAME, ONE IS IN MY NAME; GENERAL MAINTANENCE OF PROPERTY AND PROPERTY MANAGEMENT] [OPERATING UNDER THE DBA NAME OF EAGLE WEALTH PARTNERS LLC D/B/A LIFETIME WEALTH PARTNERS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; PARTNER; CENTERVILLE, OH; START DATE: 06/2021] [Ashland II Condo Association ; Board of Directors. Condo Association Trustees and Governance ; The Ashland II 7129 Lakeridge View Court, Unit 201, Fort Myers, FL 33907 USA ; Start Date 02/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Cardwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2005 - Present
EAGLE STRATEGIES LLC
Office #1: 7956 Clyo Rd Suite A, Centerville, OH 45459-4835RIA
CRD#: 110826
CENTERVILLE, OH
Current
January 27, 1998 - Present
NYLIFE SECURITIES LLC
Office #1: 7956 Clyo Rd Suite A, Centerville, OH 45459-4835BD
CRD#: 5167
Centerville, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/28/2021)
RR
California(4/12/2016)
RR
Florida(1/6/2016)
RR
Georgia(1/22/2019)
RR
Illinois(4/17/2020)
RR
Indiana(4/25/2016)
RR
Kentucky(11/10/2021)
RR
Michigan(4/23/2021)
RR
Nevada(7/2/2025)
RR
New Jersey(3/4/2013)
RR
New York(6/6/2024)
RR
Ohio(1/28/1998)
IAR
Ohio(12/19/2005)
RR
Oklahoma(10/22/2024)
RR
Pennsylvania(5/29/2019)
RR
Tennessee(8/6/2024)
RR
Texas(5/2/2016)
IAR
Texas(2/21/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Centerville, OH 45459-4835TRUST BUT VERIFY
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