David J. Bromeier

HFG ADVISORS

Greenwood Village, CO 80111

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CRD#: 2896552

Professional summary

David Joseph Bromeier, ChFC®, who also goes by Dave Bromeier, is a registered financial advisor currently at HFG ADVISORS located in Greenwood Village, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 10 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Bromeier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HFG COLORADO INC - AGENT - INSURANCE AND FINANCIAL SERVICES - AURORA, CO - SINCE 08/1997.--- 2) HEARTLAND FINANCIAL GROUP ADVISORS (DBA)HFG ADVISORS LLC - REGISTERED INVESTMENT ADVISORY - FINANCIAL PLANNING ADVISOR / CONSULTANT - AURORA, CO - SINCE 07/2001.--- 3) DAVID J. BROMEIER, INC. - OWNER - PASS THROUGH COMPANY FOR FINANCIAL PLANNING COMPENSATION - AURORA, CO - SINCE 11/2003.--- 4) GBG FINANCIAL - CONSULTING AND BUSINESS MANAGEMENT - PART OWNER - AURORA, CO - SINCE 12/2009.--- 5) HEARTLAND INSTITUTE OF FINANCIAL EDUCATION - CONSULTANT/INSTRUCTOR/MARKETING - FINANCIAL EDUCATION INSTRUCTION - AURORA, CO - SINCE 05/2011.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Bromeier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

September 26, 2001 - Present

HFG ADVISORS

Office #1: 8301 East Prentice Ave. #312, Greenwood Village, CO 80111

RIA

CRD#: 113511

Greenwood Village, CO

Past

June 9, 2011 - March 30, 2012

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

AURORA, CO

Past

October 3, 2005 - June 27, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

AUROA, CO

Past

November 16, 2001 - October 6, 2005

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

AURORA, CO

Past

October 23, 2001 - October 6, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 1, 1999 - October 19, 2001

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

October 1, 1999 - October 19, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

June 23, 1999 - September 22, 1999

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

SOUTHFIELD, MI

Past

December 11, 1997 - June 25, 1999

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

June 25, 1997 - December 16, 1997

GOLDK INVESTMENT SERVICES, INC

CRD#: 15514

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/26/2001)

IAR

Texas
(2/22/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/29/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/23/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/24/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/2/2005

General Securities Principal Examination

Current Firm

HFG ADVISORS

COLORADO COMPREHENSIVE WEALTH MANAGEMENT | HFG COLORADO, INC. | HFG ADVISORS | HEARTLAND FINANCIAL GROUP, LTD. | HEARTLAND FINANCIAL CONSULTANTS

CRD#: 113511 / SEC#: 801-135030

Colorado

Registered Investment Advisory firm - (9/26/2001 Approved)

Florida

Registered Investment Advisory firm - (11/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/22/2013 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8301 East Prentice Ave. #312, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 369-3800

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B (11/24/2025)

Regulatory assets under management

Total Number of Accounts	554
AUM (Assets Under Management)	$ 108,767,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Bromeier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Bromeier's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SECURITIES AMERICA, INC.

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

HANTZ FINANCIAL SERVICES, INC.

VESTAX SECURITIES CORPORATION

GOLDK INVESTMENT SERVICES, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/2001

Series 65

Date: 6/23/1999

Series 7

Date: 6/24/1997

Series 24

Date: 5/2/2005

Current Firm

HFG ADVISORS

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HFG ADVISORS

TRUST BUT VERIFY

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