Jennifer J. Matthews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer J Matthews, who also goes by Jennifer Jo Bliss, Jennifer Jo Matthews, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1997. Jennifer had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2017 - February 21, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 4, 2017 - February 25, 2020
WMG FINANCIAL ADVISORS, LLC
August 2, 2017 - December 20, 2017
OSAIC FS, INC.
September 13, 2016 - August 8, 2017
TRUIST ADVISORY SERVICES, INC.
November 27, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 27, 2012 - August 8, 2017
TRUIST INVESTMENT SERVICES, INC.
January 14, 2009 - July 11, 2012
THE HUNTINGTON INVESTMENT COMPANY
December 9, 2004 - July 11, 2012
THE HUNTINGTON INVESTMENT COMPANY
October 27, 1997 - November 5, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
