Jason J. Tani

PURE WEALTH MANAGEMENT

Cerritos, CA 90703

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CRD#: 2896456

Professional summary

Jason Jun Tani, who also goes by Jason Jun Tani, is a registered financial advisor currently at PURE WEALTH MANAGEMENT located in Cerritos, California and INNOVATION PARTNERS LLC located in Cerrittos, California.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Jun Tani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) PURE WEALTH MANAGEMENT INC; 10900 E. 183RD ST, STE 215, CERRITOS, CA 90703; FINANCIAL PLANNING & INVESTMENT PORTFOLIO MANAGEMENT; PRESIDENT/CCO/CIO; 8/6/2010; 40 HOURS PER WEEK; MY PRIMARY DUTY IS TO MANAGE THE INVESTMENT PORTFOLIOS OF MY CLIENTS & HANDLE ALL FINANCIAL MATTERS. (2) PURE HEALTH MANAGEMENT; NOT INVESTMENT RELATED; 10900 183RD ST. STE 215 CERRITOS, CA 90703; HEALTH, MEDICAL, DENTAL AND VISION INSURANCE; INDEPENDENT AGENT; 9/20/2012; APPROX 20 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Jun Tani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2016 - Present

PURE WEALTH MANAGEMENT

Office #1: 10900 E. 183rd Street Ste. 215, Cerritos, CA 90703Office #2: 10900 183rd Street, Suite 215, Cerritos, CA 90703

RIA

CRD#: 154120

Cerritos, CA

Current

August 1, 2023 - Present

INNOVATION PARTNERS LLC

Office #1: 10900 183rd Street Suite 215, Cerrittos, CA 90703

RIA

CRD#: 146344

Cerrittos, CA

Past

January 5, 2023 - August 1, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Cerritos, CA

Past

August 6, 2010 - December 31, 2015

PURE WEALTH MANAGEMENT

RIA

CRD#: 154120

CERRITOS, CA

Past

August 6, 2010 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CERRITOS, CA

Past

January 23, 2006 - August 10, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TEMECULA, CA

Past

January 23, 2006 - August 10, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TEMECULA, CA

Past

July 20, 2001 - January 24, 2006

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

MISSION VIEJO, CA

Past

June 12, 2001 - January 24, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

MISSION VIEJO, CA

Past

August 8, 1997 - June 11, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/13/2016)

California
(8/2/2023)

Florida
(8/2/2023)

Oregon
(8/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/26/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/23/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/29/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/16/2007

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

PURE WEALTH MANAGEMENT

PURE WEALTH MANAGEMENT | PURE WEALTH MANAGEMENT, INC.

CRD#: 154120 / SEC#:

California

Registered Investment Advisory firm - (1/13/2016 Approved)

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Contact information

Main Address

10900 E. 183rd Street Ste. 215, Cerritos, CA 90703

Mailing Address

Phone number

(562) 865-5050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	173
AUM (Assets Under Management)	$ 35,447,778

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason J. Tani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Jun Tani's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATION PARTNERS LLC

PURSHE KAPLAN STERLING INVESTMENTS

PURE WEALTH MANAGEMENT

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/1997

Series 63

Date: 6/25/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 8/26/2008

Series 7

Date: 6/23/1997

Series 10

Date: 11/29/2007

Series 9

Date: 11/16/2007

FINRA

Current Firm

PURE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PURE WEALTH MANAGEMENT

TRUST BUT VERIFY

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