Alejandro Zinny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alejandro Zinny, who also goes by Alex M Zinny, Alex Miguel Zinny, Alex Zinny, was a registered financial professional .
Alejandro is a previously registered financial professional and started their career in finance in 2005. Alejandro had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2014 - August 27, 2015
INVESTORS CAPITAL CORP.
June 24, 2014 - August 27, 2015
INVESTORS CAPITAL CORP.
December 21, 2012 - February 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2012 - February 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 2010 - July 27, 2012
FLEXTRADE LLC
January 19, 2005 - April 1, 2010
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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