Jeremy Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Hill, who also goes by Jeremy Leland Hill, Jeremy Hill, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1997. Jeremy had worked at 15 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2024 - December 19, 2025
PICKWICK CAPITAL PARTNERS, LLC
August 4, 2017 - September 18, 2020
SANFORD C. BERNSTEIN & CO., LLC
August 4, 2017 - September 18, 2020
ALLIANCEBERNSTEIN INVESTMENTS, INC.
April 8, 2016 - January 24, 2017
LEVY, HARKINS & CO., INC.
January 1, 2016 - March 10, 2016
ROSSOFF & CO. LLC
April 8, 2014 - April 9, 2014
AFFINITY INVESTMENT ADVISORS, LLC
August 21, 2013 - January 3, 2014
TANGENT CAPITAL PARTNERS, LLC
August 25, 2006 - January 23, 2013
SG AMERICAS SECURITIES, LLC
April 10, 2006 - September 8, 2006
BANC OF AMERICA SECURITIES LLC
June 3, 2004 - July 11, 2005
CREDIT SUISSE SECURITIES (USA) LLC
February 26, 2003 - March 14, 2003
GUNNALLEN FINANCIAL, INC
September 26, 2000 - January 3, 2001
TRADE.COM ONLINE SECURITIES, INC.
October 2, 1998 - June 8, 2000
TRADE.COM ONLINE SECURITIES, INC.
February 17, 1998 - October 7, 1998
GLENN MICHAEL FINANCIAL, INC.
July 3, 1997 - October 31, 1997
SHAMUS GROUP, INC.
June 18, 1997 - June 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationCurrent Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
| RISSER, SUZANNE LOUISE | CCO | 1303694 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
