Scott R. Buffington

PAYCHEX SECURITIES

Rochester, NY 14623

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CRD#: 2895810

Professional summary

Scott Ronald Buffington, who also goes by Scott Buffington, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 6 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott Buffington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Ronald Buffington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2025 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 220 Kenneth Drive, Rochester, NY 14623

CRD#: 39733

Rochester, NY

Past

September 19, 2018 - February 15, 2024

SILVERWOOD PARTNERS

CRD#: 115589

SHERBORN, MA

Past

May 1, 2014 - August 17, 2016

MML DISTRIBUTORS, LLC

CRD#: 38030

HINGHAM, MA

Past

March 24, 2009 - May 1, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

October 18, 2004 - February 18, 2009

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

April 22, 2004 - September 14, 2004

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

July 23, 1997 - March 1, 2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/1/2025)

Colorado
(3/20/2025)

Connecticut
(3/21/2025)

District of Columbia
(3/20/2025)

Florida
(3/20/2025)

Idaho
(3/24/2025)

Louisiana
(3/20/2025)

Maryland
(3/20/2025)

Ohio
(3/21/2025)

Exams

State Security Law Exam

Series 63

Date: 8/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/22/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

220 Kenneth Drive, Rochester, NY 14623

Mailing Address

220 Kenneth Drive, Rochester, NY 14623

Phone number

(585) 336-6545

Established

New York since 07/17/1995

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PAYCHEX HOLDINGS, LLC	PARENT CORP
SCHRADER, ROBERT LEWIS	DIRECTOR	7827962
SIMMONS, CHRISTOPHER CARL	TREASURER	7621466
WILEY, CHRISTINE LEE	PRESIDENT	3108303
WILEY, CHRISTINE LEE	CHIEF COMPLIANCE OFFICER	3108303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott R. Buffington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Ronald Buffington's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVERWOOD PARTNERS

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

NYLIFE DISTRIBUTORS LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/1997

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2005

Series 6

Date: 7/22/1997

Series 24

Date: 10/14/2009

FINRA

Current Firm

PAYCHEX SECURITIES CORPORATION

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PAYCHEX SECURITIES CORPORATION

TRUST BUT VERIFY

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