John E. Spring

EPIC WEALTH MANAGEMENT LLC

Red Bank, NJ 07701

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CRD#: 2895680

Professional summary

John Edward Spring, CFP® is a registered financial advisor currently at EPIC WEALTH MANAGEMENT LLC located in Red Bank, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Monarch Group J.E.S. LLC, Owner. An independent insurance agency selling fixed insurance products and health insurance. Approximately 5% of my time is spent on this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Spring's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

October 20, 2020 - Present

EPIC WEALTH MANAGEMENT LLC

Office #1: 2 Bridge Avenue, Suite 633b, Red Bank, NJ 07701

RIA

CRD#: 305682

Red Bank, NJ

Past

June 20, 2018 - December 31, 2021

FOUNTAINHEAD ADVISORS

RIA

CRD#: 156185

Red Bank, NJ

Past

March 31, 2018 - November 2, 2018

CHELSEA FINANCIAL SERVICES

CRD#: 47770

Red Bank, NJ

Past

January 31, 2003 - April 13, 2018

LPL FINANCIAL LLC

CRD#: 6413

BRONXVILLE, NY

Past

September 3, 1998 - February 4, 2003

GRAYSON FINANCIAL LLC

CRD#: 11764

RED BANK, NJ

Past

June 19, 1997 - August 27, 1998

M.S. FARRELL & COMPANY, INC.

CRD#: 24232

SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/20/2020)

IAR

New York
(7/11/2022)

IAR

Pennsylvania
(10/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 3/26/2002

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/1998

General Securities Principal Examination

Current Firm

EPIC WEALTH MANAGEMENT LLC

CRD#: 305682 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/20/2020 Approved)

New York

Registered Investment Advisory firm - (7/11/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/14/2022 Approved)

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Contact information

Main Address

2 Bridge Avenue, Suite 633b, Red Bank, NJ 07701

Mailing Address

Phone number

+1 (732) 784-6548

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 13,679,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John E. Spring

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Spring's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNTAINHEAD ADVISORS

CHELSEA FINANCIAL SERVICES

LPL FINANCIAL LLC

GRAYSON FINANCIAL LLC

M.S. FARRELL & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2018

Series 63

Date: 6/25/1997

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1997

Series 27

Date: 3/26/2002

Series 24

Date: 6/10/1998

Current Firm

EPIC WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EPIC WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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