James B. Armstrong

INTERNATIONAL ASSETS ADVISORY

Dallas, TX 75201

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CRD#: 2895592

Professional summary

James Brian Armstrong, who also goes by Brian Armstrong, Brian Armstrong, is a registered financial professional currently at INTERNATIONAL ASSETS ADVISORY, LLC located in Dallas, Texas.

James is registered as a RR (Registered Representative) and started their career in finance in 1997. James has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Armstrong | Brian Armstrong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Brian Armstrong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2022 - Present

INTERNATIONAL ASSETS ADVISORY, LLC

Office #1: 2101 Cedar Springs Road Suite 700, Dallas, TX 75201

RIA

CRD#: 10645

Dallas, TX

Past

November 10, 2021 - November 28, 2022

SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630

TAMPA, FL

Past

February 8, 2018 - November 11, 2021

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

Tampa, FL

Past

January 15, 2018 - November 11, 2021

STANCORP EQUITIES, INC.

CRD#: 19517

TAMPA, FL

Past

April 21, 2017 - September 27, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

LARGO, FL

Past

January 3, 2017 - September 27, 2017

LPL FINANCIAL LLC

CRD#: 6413

LARGO, FL

Past

January 31, 2014 - November 17, 2016

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

July 25, 2012 - December 17, 2013

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

April 28, 2011 - June 6, 2012

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

September 26, 2008 - January 29, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CLEARWATER, FL

Past

July 28, 1999 - August 5, 2008

ADP BROKER-DEALER, INC.

CRD#: 37693

WHITE MARSH, MD

Past

July 14, 1997 - July 27, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS ADVISORY CORPORATION | JANSEN WEALTH MANAGEMENT, LLC | INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645 / SEC#: 801-119029, 8-27736

RIA

Registered Investment Advisory firm - SEC (7/21/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/11/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/30/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/11/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS ADVISORY CORPORATION | JANSEN WEALTH MANAGEMENT, LLC | INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645 / SEC#: 801-119029, 8-27736

RIA

Registered Investment Advisory firm - SEC (7/21/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

111 North Orange Avenue Suite 1000, Orlando, FL 32801

Mailing Address

111 North Orange Avenue Suite 1000, Orlando, FL 32801

Phone number

(407) 254-1500

Established

Florida since 07/26/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

IAA FORM ADV PART 2A 1.30.2025 (1/31/2025)

Direct owners and executive officers

Name	Position	CRD#
PECUNIA MANAGEMENT, LLC	OWNER
COFRANCESCO, EDWARD RICHARD	CEO	2305035
LAMPMAN, MATTHEW EDWARD	PRESIDENT/CHIEF OPERATING OFFICER	6132493
MOORE, ANN KATHERINE	CHIEF BUSINESS DEVELOPMENT OFFICER	5535928
NICHOLSON, MYRA PEARLE	CHIEF LEGAL OFFICER, CHIEF RISK OFFICER	2740029
WEINBERGER, DAVID S	REGISTERED OPTIONS PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF REGULATORY OFFICER	2676116
WEISS, RICHARD JAY	CHIEF COMPLIANCE OFFICER, CHIEF AML CCO	2523174

Disclosures

Regulatory Event	8
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James B. Armstrong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Brian Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKYWAY CAPITAL MARKETS, LLC

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MML INVESTORS SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

ADP BROKER-DEALER, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

INTERNATIONAL ASSETS ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2017

Series 63

Date: 4/11/2014

SIE

Date: 10/1/2018

Series 31

Date: 7/30/1997

Series 7

Date: 7/11/1997

FINRA

Current Firm

INTERNATIONAL ASSETS ADVISORY, LLC

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTERNATIONAL ASSETS ADVISORY, LLC

TRUST BUT VERIFY

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