Gregory J. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory James Anderson was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1997. Gregory had worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1999 - August 8, 2000
AETNA FINANCIAL SERVICES, INC.
June 30, 1997 - July 17, 2024
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AETNA FINANCIAL SERVICES, INC.
CRD#: 13255 / SEC#: , 8-15456
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AETNA RETAIL HOLDING COMPANY, INC. | PARENT COMPANY | |
| BAKER, ALLAN | PRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER | 850724 |
| HAXTON, STEVEN ARTHUR | DIRECTOR | 1214242 |
| HEGEDUS, GARY J | DIRECTOR | 2677397 |
| MARR, NORMAN MARK | TREASURER, CHIEF FINANCIAL OFFICER | 2790881 |
| SQUILLACOTE, THERESE MORNEAULT | VICE PRESIDENT, COMPLIANCE | 1886692 |
| TODD, JOHN FRANKLIN | CHIEF LEGAL OFFICER AND SECRETARY |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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