Jeffrey M. Kellogg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Kellogg was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1997. Jeffrey had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - January 17, 2025
FRANKLIN DISTRIBUTORS, LLC
August 23, 2016 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
February 7, 2012 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 25, 2003 - February 8, 2012
DELAWARE DISTRIBUTORS, L.P.
July 27, 2001 - December 31, 2002
DELAWARE DISTRIBUTORS, L.P.
May 15, 1998 - August 8, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 19, 1997 - April 1, 1998
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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