Clark C. Hatton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clark Christopher Hatton, CFP®, who also goes by C Chris Hatton, was a registered financial professional .
Clark is a previously registered financial professional and started their career in finance in 1997. Clark had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
June 12, 2020 - November 23, 2020
RETIREMENT PLANNERS OF AMERICA
April 4, 2011 - July 1, 2019
RETIREMENT PLANNERS OF AMERICA
May 13, 2009 - June 20, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 13, 2009 - December 31, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 27, 2006 - May 19, 2009
EAGLE STRATEGIES LLC
August 28, 1997 - May 18, 2009
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
RETIREMENT PLANNERS OF AMERICA
CRD#: 157222 / SEC#: 801-72262
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT PLANNERS OF AMERICA
CRD#: 157222 / SEC#: 801-72262
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,760 |
| AUM (Assets Under Management) | $ 3,975,227,271 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
