Timothy A. Ginn

MBIA CAPITAL ADVISORS

INDIANAPOLIS, IN 46220

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CRD#: 2894707

Professional summary

Timothy A Ginn, CFP®, who also goes by Tim Ginn, Timothy Ginn, is a registered financial advisor currently at MBIA CAPITAL ADVISORS located in Indianapolis, Indiana.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Timothy has worked at 3 firms and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Ginn | Timothy Ginn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT RELATED: SOUTHERN CLIPPER INVESTMENTS LLC, MEMBER, SINGLE PROPERTY REAL ESTATE COMPANY, 2003; DCG REALTY LLC, MEMBER, SINGLE PROPERTY REAL ESTATE COMPANY, 2005; OGRE VENTURES LLC, MEMBER, PERSONAL INVESTMENT FUND, 2008; BEAR CAPITAL LLC, MEMBER, REAL ESTATE INVESTMENT, 2021; RASORBACK HOLDINGS LLC, MEMBER, REAL ESTATE INVESTMENT, 2020; GT INNOVATIVE VENTURES LLC, MEMBER, REAL ESTATE INVESTMENT, 2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy A Ginn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

August 19, 2024 - Present

MBIA CAPITAL ADVISORS

Office #1: 711 E 65th Street 206, Indianapolis, IN 46220

RIA

CRD#: 154255

INDIANAPOLIS, IN

Past

March 15, 2007 - May 23, 2024

VALEO FINANCIAL ADVISORS, LLC

RIA

CRD#: 127132

CARMEL, IN

Past

February 9, 2000 - January 18, 2007

AVALON WEALTH ADVISORY, INC.

RIA

CRD#: 114311

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBIA CAPITAL ADVISORS

M&B INVESTMENT ADVISORS, LLC | MBIA CAPITAL ADVISORS

CRD#: 154255 / SEC#: 801-129985

RIA

Registered Investment Advisory firm - (4/29/2024 Approved)

Florida

Registered Investment Advisory firm - (5/1/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/1/2024 Terminated)

Montana

Registered Investment Advisory firm - (6/5/2023 Terminated)

Ohio

Registered Investment Advisory firm - (5/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/18/2025)

IAR

Ohio
(8/19/2024)

IAR

Texas
(9/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/17/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/8/1997

Uniform Investment Adviser Law Examination

Current Firm

MBIA CAPITAL ADVISORS

M&B INVESTMENT ADVISORS, LLC | MBIA CAPITAL ADVISORS

CRD#: 154255 / SEC#: 801-129985

RIA

Registered Investment Advisory firm - (4/29/2024 Approved)

Florida

Registered Investment Advisory firm - (5/1/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/1/2024 Terminated)

Montana

Registered Investment Advisory firm - (6/5/2023 Terminated)

Ohio

Registered Investment Advisory firm - (5/1/2024 Terminated)

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Contact information

Main Address

1248 Springfield Pike Na, Cincinnati, OH 45215-2142

Mailing Address

Phone number

(513) 324-2201

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

M&B INVESTMENT ADVISERS WRAP BROCHURE (3/28/2025)

M & B INVESTMENT ADVISORS, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 232,030,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy A. Ginn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy A Ginn's CRS (Customer Relationship Summary).

Certified licenses

Experience

MBIA CAPITAL ADVISORS

VALEO FINANCIAL ADVISORS, LLC

AVALON WEALTH ADVISORY, INC.

Primary Firm SEC Registration

MBIA CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/1998

Series 65

Date: 5/8/1997

Current Firm

MBIA CAPITAL ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MBIA CAPITAL ADVISORS

TRUST BUT VERIFY

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