Eric S. Smith
Professional summary
Eric Steven Smith was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Prior to being barred, Eric has worked at 1 firm, which includes .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Steven Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2010 - Present
TRUSTEE EMPOWERMENT & PROTECTION, INC.
Office #1: 755 W. Big Beaver Suite 150, Troy, MI 48084Primary Firm SEC Registration
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/21/2010)
Current Firm
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 8,517,499 |
Red Flags
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