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WH

William D. Hughes

WILLIAM D HUGHES
Odessa, FL
Some features on this profile are disabled
CRD#: 2894590
WH

Professional summary

William Donald Hughes, who also goes by William Hughes, is a registered financial advisor currently at WILLIAM D HUGHES located in Odessa, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. William has worked at 2 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Donald Hughes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 19, 2017 - Present

WILLIAM D HUGHES

RIA
CRD#: 284272
Odessa, FL
Past

April 28, 2016 - June 3, 2016

WADDELL & REED

RIA
CRD#: 866
TAMPA, FL
Past

March 30, 2016 - June 3, 2016

WADDELL & REED

BD
CRD#: 866
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/19/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/22/2016
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/8/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/3/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/30/2016
General Securities Representative Examination

Current Firm

WD
WILLIAM D HUGHES
HUGHES CAPITAL MANAGEMENT | WILLIAM D HUGHES

CRD#: 284272 / SEC#:

Florida
Registered Investment Advisory firm - (1/19/2017 Approved)
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Contact information

Main Address
Odessa, FL
Mailing Address
Phone number
(813) 833-3344
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts20
AUM (Assets Under Management)$ 4,142,589

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIAM D HUGHES

CRD#: 284272Odessa, FL

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