William James Stokes
Professional Summary
William James Stokes, who also goes by Jim Stokes, W. James Stokes, William Stokes, is a registered financial advisor currently at BSG SECURITIES, LLC located in Atlanta, Georgia. William is registered as a RR (Registered Representative) and started their career in finance in 2006. William has worked at 5 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William James Stokes, Jim Stokes, W. James Stokes, William Stokes
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BSG SECURITIES, LLC
Contact Information
Main Address
1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339Mailing Address
1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339Phone Number
(404) 844-4226Established
Georgia since 10/15/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/1/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William James Stokes's CRS (Customer Relationship Summary).
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