Scott A. Hume

BFC PLANNING

CEDAR RAPIDS, IA 52402

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CRD#: 2894512

Professional summary

Scott Allen Hume, CFP® is a registered financial advisor currently at BFC PLANNING, INC. located in Cedar Rapids, Iowa and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Bellingham, Washington.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Hume's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

December 5, 2025 - Present

BFC PLANNING, INC.

Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

RIA

CRD#: 119682

CEDAR RAPIDS, IA

Current

December 5, 2025 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 2122 Barkley Boulevard Suite 200, Bellingham, WA 98226

RIA

CRD#: 13609

Bellingham, WA

Past

February 23, 2016 - December 5, 2025

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

Bellingham, WA

Past

February 10, 2016 - December 31, 2016

MOLONEY INVESTMENT ADVISORY LLC

RIA

CRD#: 282140

BELLINGHAM, WA

Past

January 29, 2016 - April 13, 2016

MOLONEY SECURITIES CO., INC.

RIA

CRD#: 38535

Bellingham, WA

Past

January 29, 2016 - December 5, 2025

MOLONEY SECURITIES CO., INC.

CRD#: 38535

Bellingham, WA

Past

April 27, 2007 - February 19, 2016

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

BELLINGHAM, WA

Past

April 27, 2007 - February 19, 2016

RBC CAPITAL MARKETS, LLC

CRD#: 31194

BELLINGHAM, WA

Past

May 21, 1998 - May 2, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BELLINGHAM, WA

Past

April 23, 1998 - May 2, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

BELLINGHAM, WA

Past

June 17, 1997 - May 11, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 17, 1997 - May 11, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/5/2025)

Arizona
(12/5/2025)

California
(12/5/2025)

Colorado
(12/5/2025)

Florida
(12/8/2025)

Georgia
(12/5/2025)

Idaho
(12/5/2025)

Illinois
(12/5/2025)

Minnesota
(12/5/2025)

Missouri
(12/5/2025)

Montana
(12/5/2025)

Nevada
(12/5/2025)

New Hampshire
(12/5/2025)

New Mexico
(12/5/2025)

New York
(12/5/2025)

North Dakota
(12/5/2025)

Ohio
(12/5/2025)

Oregon
(12/5/2025)

Texas
(12/5/2025)

IAR

Texas
(12/5/2025)

Utah
(12/5/2025)

IAR

Washington
(12/5/2025)

Washington
(12/10/2025)

Wyoming
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/28/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/16/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/9/2016

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/20/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/30/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Hume

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Hume's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MOLONEY SECURITIES ASSET MANAGEMENT LLC

MOLONEY INVESTMENT ADVISORY LLC

MOLONEY SECURITIES CO., INC.

MOLONEY SECURITIES CO., INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/1997

Series 63

Date: 5/20/1997

SIE

Date: 10/1/2018

Series 31

Date: 10/28/2009

Series 7

Date: 6/16/1997

Series 24

Date: 6/9/2016

Series 10

Date: 6/20/2000

Series 9

Date: 5/30/2000

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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