Shabri G. Moore

MOORE WEALTH

FREDERICK, MD 21701

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CRD#: 2894381

Professional summary

Shabri Gandhi Moore, AIF®, CFP®, who also goes by Shabri Chandravadan Gandhi, is a registered financial advisor currently at MOORE WEALTH located in Frederick, Maryland.

Shabri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Shabri has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shabri Chandravadan Gandhi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales, as of 2023, less than 1% of time spent during business hours, Investment related, conducted at branch location. 2. Owner, Shabri Moore, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 02/04/2022; 0% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner, & Managing Partner, Moore Wealth, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/4/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, Moore Business Enterprises, an entity for managing commercial real estate occupied by Moore Wealth LLC, less than 1% of time spent during business hours, conducted at branch location, not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shabri Gandhi Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

April 3, 2023 - Present

MOORE WEALTH

Office #1: 50 Carroll Creek Way Suite 335, Frederick, MD 21701

RIA

CRD#: 323374

FREDERICK, MD

Past

November 20, 2009 - April 4, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

FREDERICK, MD

Past

November 20, 2009 - December 31, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

FREDERICK, MD

Past

October 28, 2003 - November 23, 2009

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

February 21, 2003 - November 23, 2009

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

FREDERICK, MD

Past

September 5, 2002 - February 21, 2003

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

November 1, 2000 - September 5, 2002

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

FREDERICK, MD

Past

June 27, 2000 - September 5, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 20, 1997 - June 26, 2000

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

July 14, 1997 - September 10, 1997

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOORE WEALTH

MOORE WEALTH | MOORE WEALTH LLC

CRD#: 323374 / SEC#: 801-127484

RIA

Registered Investment Advisory firm - (5/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/3/2023)

IAR

Texas
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 10/14/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/2001

General Securities Principal Examination

Current Firm

MOORE WEALTH

MOORE WEALTH | MOORE WEALTH LLC

CRD#: 323374 / SEC#: 801-127484

RIA

Registered Investment Advisory firm - (5/22/2023 Approved)

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Contact information

Main Address

50 Carroll Creek Way Suite 335, Frederick, MD 21701

Mailing Address

Phone number

(301) 631-1207

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A MARCH 2025 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	552
AUM (Assets Under Management)	$ 144,427,668

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shabri G. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shabri Gandhi Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

SUNSET FINANCIAL SERVICES, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

MOORE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2001

Series 6

Date: 7/1/1997

Series 51

Date: 10/14/2004

Series 24

Date: 5/9/2001

Current Firm

MOORE WEALTH

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOORE WEALTH

TRUST BUT VERIFY

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