Judy R. Trollinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judy Roseann Trollinger was a registered financial professional .
Judy is a previously registered financial professional and started their career in finance in 1997. Judy had worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1998 - December 6, 2005
PFS DISTRIBUTORS, INC.
September 11, 1997 - July 13, 2017
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PFS DISTRIBUTORS, INC.
CRD#: 19253 / SEC#: , 8-37352
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | SOLE SHAREHOLDER | |
| BARNHILL, JIMMIE BUCHANAN JR | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 2234662 |
| KELLY, WILLIAM ADDAMS | DIRECTOR AND CHIEF EXECUTIVE OFFICER & PRESIDENT | 1387565 |
| MITCHELL, CYNTHIA KYLE | DIRECTOR; EXECUTIVE VICE PRESIDENT | |
| NORTON, JOHN CLAYTON | SENIOR VICE PRESIDENT AND SECRETARY | 1337377 |
| RAND, ALISON SUE | EXECUTIVE VICE PRESIDENT | 2801960 |
| SIEGEL, DAVID HOWARD | DIRECTOR, EXECUTIVE VICE PRESIDENT-MARKETING | 702395 |
| WATTS, JOHN SIMMERMAN III | SENIOR VICE PRESIDENT AND CHIEF COUNSEL | 2716295 |
| WOODRING, DANIEL AARON | ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER | 4028705 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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