Laura M. Fasan
Professional summary
Laura Marie Fasan, who also goes by Laura Marie Witek, is a registered financial advisor currently at PROVIDENCE WEALTH ADVISORS, LLC located in Oak Lawn, Illinois.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Laura has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura Marie Fasan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2017 - Present
PROVIDENCE WEALTH ADVISORS, LLC
Office #1: 4700 West 111th Street, Oak Lawn, IL 60453October 13, 2017 - December 31, 2017
PROVIDENCE WEALTH ADVISORS, LLC
February 3, 2017 - September 8, 2017
LPL FINANCIAL LLC
February 3, 2017 - September 8, 2017
LPL FINANCIAL LLC
May 4, 2009 - February 7, 2017
OSAIC INSTITUTIONS, INC.
May 4, 2009 - February 7, 2017
OSAIC INSTITUTIONS, INC.
June 25, 2007 - May 4, 2009
NEXT FINANCIAL GROUP, INC.
June 22, 2007 - May 4, 2009
NEXT FINANCIAL GROUP, INC.
February 28, 2007 - June 22, 2007
VISION ASSET MANAGEMENT INC
February 28, 2007 - June 22, 2007
VISION INVESTMENT SERVICES, INC.
October 19, 2001 - January 26, 2007
LASALLE FINANCIAL SERVICES, INC.
April 1, 1998 - January 26, 2007
LASALLE FINANCIAL SERVICES, INC.
July 17, 1997 - April 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PROVIDENCE WEALTH ADVISORS, LLC
CRD#: 153646 / SEC#: 801-71352
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/13/2017)
Exams
Current Firm
PROVIDENCE WEALTH ADVISORS, LLC
CRD#: 153646 / SEC#: 801-71352
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,282 |
| AUM (Assets Under Management) | $ 601,126,721 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/05/2026 | ||
| 01/28/2025 | ||
| 12/22/2023 | ||
| 04/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROVIDENCE WEALTH ADVISORS, LLC
CRD#: 153646Oak Lawn, IL 60453TRUST BUT VERIFY
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