Dawne A. Ferland

WOODSTOCK WEALTH MANAGEMENT

Union, KY

CRD#: 2893989

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Professional summary

Dawne Ann Ferland, who also goes by Dawne Ann Ferland Mrs, Dawne Rutledge, Dawne Stowell, Dawne A Venrick, Dawne Ann Venrick, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Union, Kentucky and ST. BERNARD FINANCIAL SERVICES, INC. located in Russellville, Arkansas.

Dawne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Dawne has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dawne Ann Ferland Mrs | Dawne Rutledge | Dawne Stowell | Dawne A Venrick | Dawne Ann Venrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawne Ann Ferland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2018 - Present

WOODSTOCK WEALTH MANAGEMENT, INC.

RIA

CRD#: 283472

Union, KY

Current

January 12, 2021 - Present

ST. BERNARD FINANCIAL SERVICES, INC.

Office #1: 1609 West Main St., Russellville, AR 72801

RIA

CRD#: 36956

RUSSELLVILLE, AR

Past

August 15, 2005 - October 31, 2018

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

UNION, KY

Past

August 9, 2005 - December 10, 2019

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

UNION, KY

Past

January 13, 2003 - May 31, 2005

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BLUE ASH, OH

Past

January 9, 2003 - May 31, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

October 11, 2001 - January 9, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

CINCINNATI, OH

Past

March 2, 1998 - January 9, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 11, 1997 - September 16, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/8/2021)

IAR

Florida
(11/16/2018)

IAR

Kentucky
(6/6/2018)

Kentucky
(1/14/2021)

IAR

Louisiana
(9/3/2025)

IAR

Ohio
(10/24/2019)

Ohio
(1/22/2021)

IAR

Rhode Island
(7/25/2018)

IAR

Texas
(7/18/2018)

Texas
(1/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

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Contact information

Main Address

250 River Park North Drive, Woodstock, GA 30188

Mailing Address

Phone number

(800) 279-4468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 29 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,834
AUM (Assets Under Management)	$ 629,939,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dawne A. Ferland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawne Ann Ferland's CRS (Customer Relationship Summary).

Certified licenses

Experience

ST. BERNARD FINANCIAL SERVICES, INC.

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WOODSTOCK WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2006

Series 63

Date: 7/25/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/10/1997

FINRA

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOODSTOCK WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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