DF
Dawne A. Ferland
WOODSTOCK WEALTH MANAGEMENT
Union, KY
Some features on this profile are disabled
CRD#: 2893989
DF
Professional summary
Dawne Ann Ferland, who also goes by Dawne Ann Ferland Mrs, Dawne Rutledge, Dawne Stowell, Dawne A Venrick, Dawne Ann Venrick, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Union, Kentucky and ST. BERNARD FINANCIAL SERVICES, INC. located in Russellville, Arkansas.
Dawne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Dawne has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dawne Ann Ferland Mrs | Dawne Rutledge | Dawne Stowell | Dawne A Venrick | Dawne Ann Venrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.ASSET MANAGEMENT STRATEGIES; NOT INVESTMENT RELATED; 10157 CEDARWOOD DR, UNION, KY 41091; DBA FOR RELATIONSHIP WITH WOODSTOCK WEALTH MANAGEMENT, INC.; PRESIDENT; 100 PERCENT OWNERSHIP; STARTED 07/2005; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH ARE NOT DURING TRADING HOURS; DUTIES INCLUDE OPERATING BRANCH OFFICE FOR WWM AND PAYING BRANCH EXPENSES. 2. ASSET MANAGEMENT STRATEGIES; NOT INVESTMENT RELATED; 10157 CEDARWOOD DR, UNION, KY 41091; DBA FOR RELATIONSHIP WITH ST. BERNARD FINANCIAL SERVICES, INC.; PRESIDENT; 100 PERCENT OWNERSHIP; STARTED 1/2021; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH ARE NOT DURING TRADING HOURS; DUTIES INCLUDE OPERATING BRANCH OFFICE FOR ST. BERNARD FINANCIAL SERVICES, INC. AND PAYING BRANCH EXPENSES. 3. DAWNE A FERLAND - SOLE PROPRIETOR; INVESTMENT RELATED; 10157 CEDARWOOD DR. UNION, KY 41091; SELL NON-SECURITIES INSURANCE; AGENT FOR VARIOUS INSURANCE COMPANIES; 100 PERCENT OWNERSHIP; STARTED JULY 2005; DEVOTES APPROXIMATE NUMBER OF 10 HOURS A MONTH WHICH ARE DURING TRADING HOURS; DUTIES INCLUDE SELLING NON-SECURITIES INSURANCE PRODUCTS. 4. ST. BERNARD FINANCIAL SERVICES, INC.; INVESTMENT RELATED; 1609 WEST MAIN STREET, RUSSELLVILLE, AR 72801; BROKER DEALER I AM REGISTERES WITH; REGISTERED REPRESENTATIVE; ZERO OWNERSHIP; STARTED 1/2021; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH ARE DURING TRADING HOURS; OPERATING BRANCH OFFICE
CRS (Client Relationship Summary) - RIA
Click below to view Dawne Ann Ferland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2018 - Present
WOODSTOCK WEALTH MANAGEMENT, INC.
RIA
CRD#: 283472
Union, KY
Current
January 12, 2021 - Present
ST. BERNARD FINANCIAL SERVICES, INC.
Office #1: 1609 West Main St., Russellville, AR 72801RIA
BD
CRD#: 36956
Russellville, AR
Past
August 15, 2005 - October 31, 2018
WOODSTOCK FINANCIAL GROUP, INC.
RIA
CRD#: 38095
UNION, KY
Past
August 9, 2005 - December 10, 2019
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
UNION, KY
Past
January 13, 2003 - May 31, 2005
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
BLUE ASH, OH
Past
January 9, 2003 - May 31, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
October 11, 2001 - January 9, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
CINCINNATI, OH
Past
March 2, 1998 - January 9, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 11, 1997 - September 16, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/8/2021)
IAR
Florida(11/16/2018)
IAR
Kentucky(6/6/2018)
RR
Kentucky(1/14/2021)
IAR
Louisiana(9/3/2025)
RR
Massachusetts(1/25/2021)
IAR
Ohio(10/24/2019)
RR
Ohio(1/22/2021)
IAR
Rhode Island(7/25/2018)
RR
Rhode Island(1/26/2021)
IAR
Texas(7/18/2018)
RR
Texas(1/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
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Contact information
Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,834 |
| AUM (Assets Under Management) | $ 629,939,767 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
