Melinda L. Olbert
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CRD#: 2893793
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melinda Lee Olbert, CFP®, who also goes by Melinda Lee Holmes, was a registered financial professional .
Melinda is a previously registered financial professional and started their career in finance in 1997. Melinda had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Melinda Lee Holmes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2020; APX # OF HRS/WK: LESS THAN 1; APX # OF HRS DURING TRADING HRS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; DUTIES: SELLS LIFE, HEALTH AND ANNUITIES; 2. NAME OF OTHER BUSINESS: PANTHER REALTY, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 02/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX # OF HRS/WK: 1; APX # OF HRS DURING TRADING HRS: VARIES; DUTIES: LANDLORD - OWNER OF RENTAL HOMES. 3. NAME OF OTHER BUSINESS: RED RAIDER REALTY, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 05/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX # OF HRS/WK: 1; APX # OF HRS DURING TRADING HRS: VARIES; DUTIES: LANDLORD - OWNER OF RENTAL HOMES. 4. NAME OF OTHER BUSINESS: GREAT PLAINS ENTERPRISES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 02/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX # OF HRS/WK: 1 HOUR; APX # OF HRS DURING TRADING HRS: VARIES; BRIEF DESCRIPTION OF DUTIES: LANDLORD - OWNER OF RENTAL HOMES. 5. NAME OF OTHER BUSINESS: DBA CAMERON FINANCIAL STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/01/2011; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/ OWNER; APX # OF HRS/WK: 40+; APX # OF HRS DURING TRADING HRS: 32.5; DUTIES: DBA FOR SECURITIES & INSURANCE BUSINESS. 6. NAME OF OTHER BUSINESS: OKLAHOMA SINGLE PARENT SCHOLARSHIP PROGRAM; INVESTMENT RELATED: NO; ADDRESS: 616 NW 39TH ST, OKLAHOMA CITY, OK 73118; NATURE OF BUSINESS: NON-PROFIT; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: TREASURER; APX # OF HRS/WK: 4; APX # OF HRS DURING TRADING HRS: 4; DUTIES: PREPARE MONTHLY REPORT. DEPOSIT DONATIONS. SEND THANK-YOU LETTERS; 7. NAME OF OTHER BUSINESS: BLUE WAVE REALTY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: HOLDING COMPANY FOR RENTAL PROPERTIES; START DATE: 09/2019; POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; DUTIES: LANDLORD; 8. NAME OF OTHER BUSINESS: AUGUSTA PROPERTIES; INVESTMENT RELATED: NO; ADDRESS: 415 N E 1ST STREET OKLAHOMA CITY OK 73104; NATURE OF BUSINESS: FLIPPING HOUSES; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX # OF HRS/WK: 1; APX # HRS DURING TRADING HRS: 1; DUTIES: BUYING RESIDENTIAL REAL ESTATE, IMPROVING AND RESALING PROPERTY; 9. NAME OF OTHER BUSINESS: CFS HOLDING COMPANY, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX # OF HRS/WK: 40; APX # OF HRS DURING TRADING HRS: 32.5; DUTIES: DBA FOR EXPENSES; 10. NAME OF OTHER BUSINESS: CRIMSON & CREAM COLLECTIVE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOSTER CLUB; START DATE: 09/2022; POSITION: PRESIDENT; APX # OF HRS/WK: 2; APX # OF HRS DURING TRADING HRS: 2; DUTIES: RECRUITING BOARD MEMBERS, HELPING REQUEST 501C3 STATUS FOR THE ORGANIZATION, HELP CONNECT ATHLETES WITH OPPORTUNITIES TO BE PAID FOR HELPING CHARITIES WITH FUNDRAISING EVENTS;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Past
October 3, 2016 - June 27, 2023
CETERA ADVISORS LLC
RIA
CRD#: 10299
OKLAHOMA CITY, OK
Past
October 3, 2016 - June 27, 2023
CETERA ADVISORS LLC
BD
CRD#: 10299
OKLAHOMA CITY, OK
Past
January 2, 2014 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
OKLAHOMA CITY, OK
Past
January 2, 2014 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
OKLAHOMA CITY, OK
Past
January 17, 2006 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
OKLAHOMA CITY, OK
Past
January 4, 2006 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
OKLAHOMA CITY, OK
Past
July 8, 1997 - January 4, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
OKLAHOMA CITY, OK
Past
June 6, 1997 - January 4, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 6, 1997 - January 4, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
OKLAHOMA CITY, OK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CA
CETERA ADVISORS LLC
CETERA ADVISORS LLC | MULTI-FINANCIAL SECURITIES CORPORATION | MAGIS FINANCIAL PARTNERS | FIRST ALLIED SECURITIES
CRD#: 10299 / SEC#: 801-33020, 8-26892
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
5299 Dtc Blvd #800 Suite 800, Greenwood Village, IL 80111
Mailing Address
400 First Street South Suite 300, Saint Cloud, MN 56301
Phone number
(800) 929-3485
Established
Delaware since 08/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,138
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| ARNOLD, SUMMER SELTZER | VICE PRESIDENT | 2954103 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| DEL VALLE, ELISA ANNE-MARIE | VICE PRESIDENT | 4807911 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HALLORAN, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CHIEF COMPLIANCE OFFICER | 5059176 |
| MERRILL, GARRETT JAMES | VICE PRESIDENT | 4306692 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| VOGEL, RICHARD CHARLES | VICE PRESIDENT | 4024999 |
Regulatory assets under management
| Total Number of Accounts | 81,652 |
| AUM (Assets Under Management) | $ 21,989,347,265 |
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
