Evelyn M. Mencos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evelyn Maritza Mencos was a registered financial professional .
Evelyn is a previously registered financial professional and started their career in finance in 1997. Evelyn had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2024 - June 9, 2025
ICE BONDS SECURITIES CORPORATION
July 31, 2014 - March 6, 2024
MARKETAXESS CORPORATION
February 29, 2008 - December 14, 2009
RBC CAPITAL MARKETS, LLC
April 20, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
May 11, 2005 - April 16, 2007
BANC OF AMERICA SECURITIES LLC
December 11, 2003 - May 9, 2005
INSTINET, LLC
January 30, 2001 - August 12, 2003
BLOOMBERG TRADEBOOK LLC
August 22, 1997 - December 17, 1999
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/14/2005
Limited Representative-Equity Trader ExamCurrent Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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