Daniel P. Dawson

STRATEGIC ADVISERS LLC

FAIRFIELD, NJ

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CRD#: 2893462

Professional summary

Daniel P. Dawson, who also goes by Dan Dawson, Daniel Patrick Dawson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fairfield, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Dawson | Daniel Patrick Dawson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel P. Dawson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

FAIRFIELD, NJ

Current

June 30, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: Two Contra Way, Merrimack, NH 03054

CRD#: 7784

Merrimack, NH

Past

September 10, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

COCOA, FL

Past

January 27, 2012 - March 31, 2021

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

MERRITT ISLAND, FL

Past

December 18, 2009 - May 5, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

TITUSVILLE, FL

Past

December 8, 2009 - May 5, 2011

LPL FINANCIAL LLC

CRD#: 6413

TITUSVILLE, FL

Past

May 13, 2009 - December 8, 2009

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

DAYTONA BEACH, FL

Past

March 8, 2005 - December 8, 2009

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

DAYTONA BEACH, FL

Past

October 20, 2003 - July 23, 2004

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

June 28, 2002 - August 28, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

December 21, 2001 - June 18, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 1, 2000 - May 9, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 2, 1999 - November 1, 2000

MORGAN STANLEY DEAN WITTER ONLINE INC.

CRD#: 34925

SAN FRANCISCO, CA

Past

June 19, 1997 - January 16, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/9/2021)

Alaska
(9/3/2021)

Arizona
(8/30/2021)

Arkansas
(8/27/2021)

California
(7/9/2021)

Colorado
(8/31/2021)

Connecticut
(7/9/2021)

Delaware
(9/30/2021)

District of Columbia
(7/9/2021)

Florida
(8/26/2021)

Georgia
(7/9/2021)

Hawaii
(9/3/2021)

Idaho
(7/9/2021)

Illinois
(9/9/2021)

Indiana
(9/1/2021)

Iowa
(7/14/2021)

Kansas
(7/9/2021)

Kentucky
(8/16/2021)

Louisiana
(9/7/2021)

Maine
(7/9/2021)

Maryland
(7/9/2021)

Massachusetts
(8/23/2021)

Michigan
(7/13/2021)

Minnesota
(8/30/2021)

Mississippi
(9/15/2021)

Missouri
(7/9/2021)

Montana
(7/9/2021)

Nebraska
(8/27/2021)

Nevada
(9/14/2021)

New Hampshire
(7/9/2021)

New Jersey
(9/3/2021)

IAR

New Jersey
(3/31/2025)

New Mexico
(8/26/2021)

New York
(8/27/2021)

North Carolina
(7/9/2021)

North Dakota
(10/11/2021)

Ohio
(7/9/2021)

Oklahoma
(8/27/2021)

Oregon
(7/13/2021)

Pennsylvania
(7/9/2021)

Puerto Rico
(7/9/2021)

Rhode Island
(7/12/2021)

South Carolina
(8/31/2021)

South Dakota
(9/2/2021)

Tennessee
(7/9/2021)

Texas
(8/11/2021)

IAR

Texas
(3/31/2025)

Utah
(7/9/2021)

Vermont
(8/30/2021)

Virginia
(8/30/2021)

Washington
(9/2/2021)

West Virginia
(8/31/2021)

Wisconsin
(7/9/2021)

Wyoming
(12/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2021

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/4/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/3/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/18/1997

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel P. Dawson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel P. Dawson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

ALLSTATE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

STATE FARM VP MANAGEMENT CORP.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DEAN WITTER ONLINE INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2021

Series 65

Date: 6/4/2008

Series 63

Date: 7/3/1997

SIE

Date: 10/1/2018

Series 31

Date: 7/3/1997

Series 7

Date: 6/18/1997

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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