JL
Juan A. Loureiro
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Palm Beach Gardens, FL
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CRD#: 2893311
JL
Professional summary
Juan Alfonso Loureiro, CFP®, CIMA®, who also goes by Al Loureiro, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Palm Beach Gardens, Florida.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Juan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Loureiro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JUNIOR ACHIEVEMENT POSITION: Board Member NATURE: Junior Achievement's mission is to inspire and prepare young people to succeed. The inspiration piece comes from community volunteers who not only deliver our lessons, but share their experience. In the process, these volunteers serve as role models helping to positively impact young people's perceptions about the importance of education, as well as critical life skills. Preparation involves our proven lessons that promote financial capability, work and career readiness, and business ownership. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2022 ADDRESS: 700 S Rosemary Ave Ste 04-105, West Palm Beach FL 33401, United States DESCRIPTION: Chairman of the Board, Serves as the contact point for individual board members on board issues. Works with the board and chief executive to set strategy, goals, and objectives for the board and ensures that they are met. Ensures that all board members are involved in committee activities and assigns committee chairs. Motivates board members to attend meetings and actively participate. Encourages evaluations of the chief executive. Raises contributed income and support development efforts. Maintains visibility in the community. (2) JUNIOR ACHIEVEMENT OF THE PALM BEACHES POSITION: Board Chair NATURE: Volunteer delivered kindergarten through 12th grade programs to foster work readiness, entrepreneurship and financial literacy skills. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2022 ADDRESS: 700 S Rosemary Ste 204, West Palm Beach FL 33401, United States DESCRIPTION: Oversee the board, run meetings (3) THE STANDARD PATH POSITION: Owner NATURE: I am seeking approval for an Outside Business Activity (OBA) for a personal project called 'The Standard Path,' focused on youth development, leadership, and character education in my community. Activity Details: Purpose: Provide mentorship, workshops, and educational resources to help young people develop leadership skills, personal responsibility, and strong character foundations Structure: formal nonprofit, , LLC, Location: Local community centers, schools, online platform Duration: Ongoing project Marketing/Promotion: social media, word of mouth Financial Aspects: Revenue model: Free community service Expected annual income: Zero Use of personal funds: It will cost me under 2,000 to get materials No financial services, investment advice, insurance products, or retirement planning content No use of TIAA name, logo, or association with my employment No solicitation of TIAA clients, colleagues, or business contacts All communications will clearly identify this as a personal community project No conflicts with work schedule or responsibilities I will not work on this during work hours or on work devices this is personal and will be done outside of work hours on my personal devices. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2025 ADDRESS: Home Address, Palm Beach Gardens FL 33418, United States DESCRIPTION: Provide mentorship, workshops, and educational resources to help young people develop leadership skills, personal responsibility, and strong character foundations
CRS (Client Relationship Summary) - RIA
Click below to view Juan Alfonso Loureiro's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Juan Alfonso Loureiro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 30, 2009 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 3801 Pga Boulevard Suite 600, Offices #619 631, Palm Beach Gardens, FL, 33410RIA
BD
CRD#: 20472
Palm Beach Gardens, FL
Current
April 30, 2009 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 3801 Pga Boulevard Suite 600, Offices #619 631, Palm Beach Gardens, FL, 33410RIA
BD
CRD#: 20472
PALM BEACH GARDENS, FL
Past
October 20, 2004 - February 11, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
SCARSDALE, NY
Past
October 20, 2004 - February 11, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
SCARSDALE, NY
Past
October 14, 2004 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
FOREST HILLS, NY
Past
October 14, 2004 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
July 12, 2004 - September 30, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
WHITE PLAINS, NY
Past
July 12, 2004 - September 30, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
February 17, 2004 - May 12, 2004
KNIGHT CAPITAL AMERICAS, L.P.
BD
CRD#: 38599
JERSEY CITY, NJ
Past
April 23, 2003 - March 1, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
June 28, 2000 - October 10, 2002
CONTINENTAL BROKER-DEALER CORP.
BD
CRD#: 14048
CARLE PLACE, NY
Past
September 2, 1998 - September 24, 1998
G.RESEARCH, LLC
BD
CRD#: 7353
RYE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/23/2012)
IAR
Florida(2/20/2014)
RR
Georgia(12/23/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/16/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
