Daniel P. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Patrick Scott, who also goes by Dan Scott, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1997. Daniel had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2016 - May 3, 2017
USAA FINANCIAL PLANNING SERVICES
October 22, 2007 - May 3, 2017
USAA FINANCIAL ADVISORS, INC.
October 12, 2007 - November 14, 2016
USAA INVESTMENT SERVICES COMPANY
March 28, 2001 - November 14, 2016
USAA INVESTMENT SERVICES COMPANY
May 28, 1997 - July 13, 1999
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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