John A. Wagner

WAGNER WEALTH MANAGEMENT

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CRD#: 2892927

Professional summary

John Andrew Wagner is a registered financial advisor currently at WAGNER WEALTH MANAGEMENT LLC .

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Wagner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2010 - Present

WAGNER WEALTH MANAGEMENT LLC

RIA

CRD#: 154007

Past

July 29, 2002 - April 15, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

COLUMBUS, IN

Past

July 29, 2002 - April 15, 2010

LPL FINANCIAL LLC

CRD#: 6413

COLUMBUS, IN

Past

July 15, 1997 - July 29, 2002

IRWIN UNION SECURITIES

CRD#: 18415

COLUMBUS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(6/8/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/14/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/28/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/11/1997

General Securities Principal Examination

Current Firm

WAGNER WEALTH MANAGEMENT LLC

CRD#: 154007 / SEC#:

Indiana

Registered Investment Advisory firm - (6/8/2010 Approved)

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Contact information

Main Address

Indianapolis, IN

Mailing Address

Phone number

(317) 748-7495

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 8,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAGNER WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IRWIN UNION SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2000

Series 63

Date: 7/28/1997

Series 7

Date: 7/14/1997

Series 4

Date: 8/28/1998

Series 24

Date: 8/11/1997

Current Firm

WAGNER WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WAGNER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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