Thomas Burkhart

GALLAGHER FIDUCIARY ADVISORS

Bloomington, MN 55431

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CRD#: 2892740

Professional summary

Thomas Burkhart, who also goes by Thomas W Burkhart, Thomas William Burkhart, Tom William Burkhart, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Bloomington, Minnesota and OSAIC WEALTH, INC. located in Bloomington, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas W Burkhart | Thomas William Burkhart | Tom William Burkhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Retirement Plan Consultant Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Retirement Plan Consultant Start Date: 11/10/2021 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Burkhart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2022 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 3600 American Blvd. West, Ste. 500, Bloomington, MN 55431

RIA

CRD#: 146509

Bloomington, MN

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 3600 American Blvd W Ste 500, Bloomington, MN 55431

RIA

CRD#: 23131

Bloomington, MN

Past

March 29, 2022 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Bloomington, MN

Past

December 20, 2021 - March 31, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BLOOMINGTON, MN

Past

July 14, 2021 - November 3, 2021

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

September 8, 2016 - November 9, 2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

BLOOMINGTON, MN

Past

September 8, 2016 - June 16, 2021

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

BLOOMINGTON, MN

Past

February 3, 2015 - September 1, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Minneapolis, MN

Past

July 21, 2010 - September 1, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Past

January 1, 2007 - July 21, 2010

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

June 11, 1997 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 11, 1997 - January 1, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(8/23/2024)

IAR

Minnesota
(7/25/2022)

Minnesota
(8/23/2024)

North Dakota
(8/23/2024)

South Dakota
(8/23/2024)

Wisconsin
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/9/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

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Contact information

Main Address

2850 Golf Road, Rolling Meadows, IL 60008

Mailing Address

Phone number

(212) 330-1011

Established

Firm type

Fiscal year end

# of Employees

221

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts	5,754
AUM (Assets Under Management)	$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas Burkhart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Burkhart's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

KESTRA INVESTMENT SERVICES, LLC

EMPOWER FINANCIAL SERVICES, INC.

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

MUTUAL OF AMERICA SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RIVERSOURCE DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

GALLAGHER FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2022

Series 63

Date: 9/8/2010

SIE

Date: 10/1/2018

Series 7

Date: 7/23/1999

Series 6

Date: 6/9/1997

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

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