Morris Gordon Nutt
Professional Summary
Morris Gordon Nutt, who also goes by Morris Nutt, is a registered financial advisor currently at TCM located in Germantown, Tennessee and KINGSWOOD CAPITAL PARTNERS, LLC located in Germantown, Tennessee. Morris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Morris has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Morris Nutt
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
TCM | TRINITY CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
1730 S. Germantown Rd. Suite 224, Germantown, TN 38138Phone Number
(901) 757-4448# of Employees
5SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
495AUM (Assets Under Management)
$164,518,086Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TCM | TRINITY CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2004About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Morris Gordon Nutt's CRS (Customer Relationship Summary).
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