MN
Morris G. Nutt
TCM
Germantown, TN 38138
Some features on this profile are disabled
CRD#: 2891940
MN
Professional summary
Morris Gordon Nutt, who also goes by Morris Nutt, is a registered financial advisor currently at TCM located in Germantown, Tennessee and KINGSWOOD CAPITAL PARTNERS, LLC located in Germantown, Tennessee.
Morris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Morris has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Morris Nutt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MID-SOUTH COMMERCIAL PROPERTIES,INC - RENTAL PROPERTY COMPANY; CEO; 07/2005-PRESENT; CORDOVA,TN;;2 HRS WKLY;0 HRS DURING TRADING; NON- INVESTMENT RELATED. 2) SELF-EMPLOYED INSURANCE AGENT - INSURANCE SALES (ACTIVITY SENT TO IMO - TARKENTON FINANCIAL); AGENT;11/03-PRESENT; GERMANTOWN, TN; APPROXIMATELY 5 HOURS/MO SPENT ON ACTIVITY; APPROX. 5 HOURS/MO. SPENT DURING TRADING HOURS. NON-INVESTMENT RELATED. 3) CHALICE WEALTH PARTNERS - ADVISORY BOARD MEMBER; 03/2019-PRESENT; SAN DIEGO, CA; APPROX. 1 HOUR/MO TOTAL AND DURING TRADING HOURS; NON-INVESTMENT RELATED. 4) TRINITY CAPITAL MANAGEMENT, LLC (TCM) - RIA FIRM; CEO/CCO; 05/2016-PRESENT; GERMANTOWN, TN; APPROX. 160 HOURS/MO. WITH NEARLY ALL TRADING HOURS DEVOTED TO ACTIVITY; INVESTMENT-RELATED. 5) PRA AUDIO (AUDALITY) - PROVIDER OF AUDIO DEVICES; AGENT; 02/2020 - PRESENT; GERMANTOWN, TN; APPROX. 5 HOURS/MO. INCLUDING 5 HOURS/MO. DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Morris Gordon Nutt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2017 - Present
TCM
Office #1: 1730 S. Germantown Rd. Suite 224, Germantown, TN 38138RIA
CRD#: 289583
Germantown, TN
Current
June 15, 2018 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 1730 S. Germantown Road Suite 224, Germantown, TN 38138BD
CRD#: 288898
Germantown, TN
Past
October 25, 2019 - April 4, 2023
KINGSWOOD WEALTH ADVISORS, LLC
RIA
CRD#: 288792
Germantown, TN
Past
October 4, 2017 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
BD
CRD#: 135327
Cordova, TN
Past
January 2, 2009 - October 5, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CORDOVA, TN
Past
March 15, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
CORDOVA, TN
Past
October 10, 2002 - October 4, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CORDOVA, TN
Past
June 25, 1997 - October 10, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TCM
TCM | TRINITY CAPITAL MANAGEMENT, LLC
CRD#: 289583 / SEC#: 801-111684
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/15/2018)
RR
Alaska(7/11/2024)
RR
Arizona(6/15/2018)
RR
Arkansas(6/15/2018)
RR
California(6/15/2018)
RR
Colorado(6/15/2018)
RR
District of Columbia(6/15/2018)
RR
Florida(6/15/2018)
RR
Georgia(6/15/2018)
RR
Idaho(6/15/2018)
RR
Illinois(6/15/2018)
RR
Indiana(11/4/2018)
RR
Iowa(6/15/2018)
RR
Kansas(6/15/2018)
RR
Kentucky(6/15/2018)
IAR
Louisiana(10/4/2017)
RR
Louisiana(6/15/2018)
RR
Maryland(6/15/2018)
RR
Michigan(11/19/2021)
RR
Mississippi(6/15/2018)
RR
Missouri(6/15/2018)
RR
Nevada(5/20/2019)
RR
New Jersey(6/15/2018)
RR
New Mexico(6/15/2018)
RR
New York(6/15/2018)
RR
North Carolina(6/15/2018)
RR
Ohio(6/15/2018)
RR
Oklahoma(6/15/2018)
RR
Oregon(6/15/2018)
RR
Pennsylvania(6/15/2018)
RR
South Carolina(6/15/2018)
IAR
Tennessee(9/18/2017)
RR
Tennessee(6/15/2018)
IAR
Texas(9/15/2017)
RR
Texas(6/15/2018)
RR
Utah(6/15/2018)
RR
Virginia(6/15/2018)
RR
Washington(6/15/2018)
RR
Wisconsin(6/11/2019)
RR
Wyoming(6/15/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TCM
TCM | TRINITY CAPITAL MANAGEMENT, LLC
CRD#: 289583 / SEC#: 801-111684
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1730 S. Germantown Rd. Suite 224, Germantown, TN 38138
Mailing Address
Phone number
(901) 757-4448
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 791 |
| AUM (Assets Under Management) | $ 144,796,236 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCM
CRD#: 289583Germantown, TN 38138TRUST BUT VERIFY
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