Alison F. Wertz
Professional summary
Alison Fox Wertz, CFP®, CLU®, who also goes by Ali Brown, Alison Fox Brown, is a registered financial advisor currently at BILL FEW ASSOCIATES, INC. located in Pittsburgh, Pennsylvania.
Alison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Alison has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alison Fox Wertz's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
May 10, 2005 - Present
BILL FEW ASSOCIATES, INC.
Office #1: 740 Washington Road Suite 100, Pittsburgh, PA 15228August 3, 2004 - February 4, 2005
BILL FEW SECURITIES, INC.
July 28, 1997 - December 13, 2021
BILL FEW SECURITIES, INC.
Primary Firm SEC Registration
BILL FEW ASSOCIATES, INC.
CRD#: 133561 / SEC#: 801-29235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2005)
Exams
Current Firm
BILL FEW ASSOCIATES, INC.
CRD#: 133561 / SEC#: 801-29235
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,817 |
| AUM (Assets Under Management) | $ 2,642,969,998 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/14/2025 | ||
| 08/19/2024 | ||
| 06/30/2023 | ||
| 08/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
