JB
Jason A. Bratt
NBC CAPITAL ADVISORS
BEAVERTON, OR 97008
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CRD#: 2891892
JB
Professional summary
Jason Alexander Bratt is a registered financial advisor currently at NBC CAPITAL ADVISORS located in Beaverton, Oregon.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ENTITY NAME: BNC WEALTH MANAGEMENT DBA NBC CAPITAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: BEAVERTON, OR; NATURE OF THE OTHER BUSINESS: RIA; POSITION/TITLE/RELATIONSHIP: OWNER/IAR; START DATE: 4/2020; APPROXIMATE # OF HOURS A MONTH: 40 HOURS; APPROXIMATE # OF HOURS DURING SECURITIES HOURS: 40 HOURS; BRIEFLY DESCRIBE YOUR DUTIES: TRADING/INVESTMENT ADVISORY AND FINANCIAL PLANNING. 2. ENTITY NAME: JHZ HOLDINGS LTD; INVESTMENT RELATED: YES; ADDRESS: BEAVERTON, OR; NATURE OF THE OTHER BUSINESS: S-CORP; POSITION/TITLE/RELATIONSHIP: OWNER; START DATE: 4/2020; APPROXIMATE # OF HOURS A MONTH: 0 HOURS; APPROXIMATE # OF HOURS DURING SECURITIES HOURS: 0 HOURS; BRIEFLY DESCRIBE YOUR DUTIES: S-CORP USED FOR PROCESSING OF SALARY. 3. ENTITY NAME: INSURANCE AGENT; INVESTMENT RELATED: YES; ADDRESS: BEAVERTON, OR; NATURE OF THE OTHER BUSINESS: INSURANCE; POSITION/TITLE/RELATIONSHIP: AGENT; START DATE: 4/2020; APPROXIMATE # OF HOURS A MONTH: DEPENDENT ON CLIENT NEEDS; APPROXIMATE # OF HOURS DURING SECURITIES HOURS: DEPENDENT ON CLIENT NEEDS; BRIEFLY DESCRIBE YOUR DUTIES: SERVICE ANNUITIES. 4. ENTITY NAME: BRATSON LLC; INVESTMENT RELATED: YES; ADDRESS: BEAVERTON, OR; NATURE OF THE OTHER BUSINESS: REAL ESTATE INVESTMENT; POSITION/TITLE/RELATIONSHIP: CO-OWNER; START DATE: 2/2/2022; APPROXIMATE # OF HOURS A MONTH: 2 HOURS; APPROXIMATE # OF HOURS DURING SECURITIES HOURS: 0 HOURS; BRIEFLY DESCRIBE YOUR DUTIES: RENTAL PROPERTY MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Alexander Bratt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2020 - Present
NBC CAPITAL ADVISORS
Office #1: 8625 Sw Cascade Ave., Suite 410, Beaverton, OR 97008RIA
CRD#: 306483
BEAVERTON, OR
Past
November 30, 2017 - April 1, 2020
TRUE PRIVATE WEALTH ADVISORS, LLC
RIA
CRD#: 164947
PORTLAND, OR
Past
November 30, 2017 - December 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Beaverton, OR
Past
November 21, 2008 - December 11, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LAKE OSWEGO, OR
Past
April 7, 2005 - November 21, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SISTERS, OR
Past
July 1, 2003 - November 21, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SISTERS, OR
Past
January 26, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
June 11, 1997 - January 30, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NBC CAPITAL ADVISORS
BNC WEALTH MANAGEMENT, LLC | NBC CAPITAL ADVISORS
CRD#: 306483 / SEC#: 801-117800
RIA
Registered Investment Advisory firm - (12/13/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(2/12/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NC
NBC CAPITAL ADVISORS
BNC WEALTH MANAGEMENT, LLC | NBC CAPITAL ADVISORS
CRD#: 306483 / SEC#: 801-117800
RIA
Registered Investment Advisory firm - (12/13/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8625 Sw Cascade Ave., Suite 410, Beaverton, OR 97008
Mailing Address
Phone number
(503) 683-7727
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,138 |
| AUM (Assets Under Management) | $ 710,546,092 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
