Dale D. Zuck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale David Zuck was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1997. Dale had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2015 - January 8, 2016
WFG INVESTMENTS, INC.
November 14, 2014 - December 16, 2014
SECURITIES AMERICA, INC.
October 29, 2004 - November 14, 2014
SUNSET FINANCIAL SERVICES, INC.
March 20, 2000 - November 5, 2004
WOODBURY FINANCIAL SERVICES, INC.
September 27, 1999 - March 23, 2000
METROPOLITAN LIFE INSURANCE COMPANY
September 27, 1999 - March 23, 2000
MSI FINANCIAL SERVICES, INC.
June 13, 1997 - September 13, 1999
SUNSET FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
